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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBLU icon
1451
JetBlue
JBLU
$2.29B
$897K 0.01%
44,110
-10,370
-19% -$180K
MTX icon
1452
Minerals Technologies
MTX
$2.34B
$897K 0.01%
11,912
+4,942
+71% +$349K
INSI
1453
DELISTED
Insight Select Income Fund
INSI
$895K 0.01%
43,762
-4,230
-9% -$88.3K
DKNG icon
1454
DraftKings
DKNG
$11.9B
$894K 0.01%
14,575
+8,743
+150% +$525K
LSTR icon
1455
Landstar System
LSTR
$6.21B
$890K 0.01%
5,391
-430
-7% -$66.8K
AGR
1456
DELISTED
Avangrid, Inc.
AGR
$890K 0.01%
17,868
-11,245
-39% -$527K
VC icon
1457
Visteon
VC
$2.78B
$884K 0.01%
7,252
+185
+3% +$24.3K
CPA icon
1458
Copa Holdings
CPA
$5.8B
$883K 0.01%
10,933
+770
+8% +$64K
HSBC icon
1459
HSBC
HSBC
$356B
$883K 0.01%
30,290
-14,471
-32% -$414K
HESM icon
1460
Hess Midstream
HESM
$5.11B
$881K 0.01%
39,293
-95
-0.2% -$2.05K
LHCG
1461
DELISTED
LHC Group LLC
LHCG
$879K 0.01%
4,599
-576
-11% -$115K
VSTO
1462
DELISTED
Vista Outdoor Inc.
VSTO
$873K 0.01%
27,231
-23,729
-47% -$736K
PBA icon
1463
Pembina Pipeline
PBA
$27.6B
$872K 0.01%
30,223
+13,392
+80% +$372K
SLRC icon
1464
SLR Investment Corp
SLRC
$715M
$872K 0.01%
49,091
-11,006
-18% -$202K
GO icon
1465
Grocery Outlet
GO
$980M
$870K 0.01%
23,577
+141
+0.6% +$5.48K
Z icon
1466
Zillow
Z
$7.56B
$870K 0.01%
6,711
-286
-4% -$42.4K
AAN
1467
DELISTED
The Aaron's Company Inc
AAN
$868K 0.01%
33,790
+20,440
+153% +$448K
GGG icon
1468
Graco
GGG
$13.5B
$865K 0.01%
12,071
+540
+5% +$38.3K
TYG
1469
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$862K 0.01%
35,273
-5,846
-14% -$137K
SHG icon
1470
Shinhan Financial Group
SHG
$35.6B
$858K 0.01%
25,584
+1,386
+6% +$42K
PBR icon
1471
Petrobras
PBR
$116B
$855K 0.01%
100,867
+59,721
+145% +$570K
SNBR
1472
DELISTED
Sleep Number
SNBR
$855K 0.01%
5,960
-5,174
-46% -$621K
ZGNX
1473
DELISTED
Zogenix, Inc.
ZGNX
$853K 0.01%
43,680
+20,830
+91% +$427K
PDI icon
1474
PIMCO Dynamic Income Fund
PDI
$7.42B
$851K 0.01%
30,210
-73
-0.2% -$1.99K
QQQX icon
1475
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$851K 0.01%
31,304
+6,724
+27% +$179K
57 58
59
60 61

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.