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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OZK icon
1451
Bank OZK
OZK
$5.61B
$797K 0.01%
+25,486
New +$688K
JBLU icon
1452
JetBlue
JBLU
$2.29B
$792K 0.01%
54,480
+16,776
+44% +$230K
STAY
1453
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$791K 0.01%
53,389
-14,642
-22% -$190K
HIE
1454
DELISTED
Miller/Howard High Income Equity Fund
HIE
$790K 0.01%
102,008
-50,602
-33% -$355K
ATR icon
1455
AptarGroup
ATR
$8.61B
$789K ﹤0.01%
5,763
+1,372
+31% +$170K
WLL
1456
DELISTED
Whiting Petroleum Corporation
WLL
$789K ﹤0.01%
31,549
– –
SNN icon
1457
Smith & Nephew
SNN
$12.6B
$788K ﹤0.01%
18,686
+641
+4% +$25.4K
ZYXI
1458
DELISTED
Zynex
ZYXI
$786K ﹤0.01%
+64,220
New +$836K
HTY
1459
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$786K ﹤0.01%
142,174
-20,266
-12% -$108K
CPA icon
1460
Copa Holdings
CPA
$5.8B
$785K ﹤0.01%
10,163
+4,200
+70% +$280K
LSTR icon
1461
Landstar System
LSTR
$6.21B
$784K ﹤0.01%
5,821
+991
+21% +$130K
OPTU
1462
Optimum Communications Inc
OPTU
$301M
$782K ﹤0.01%
20,646
+769
+4% +$24.1K
MWA icon
1463
Mueller Water Products
MWA
$4.16B
$780K ﹤0.01%
63,028
+15,340
+32% +$176K
SSYS icon
1464
Stratasys
SSYS
$774M
$780K ﹤0.01%
37,630
-745
-2% -$12K
FLS icon
1465
Flowserve
FLS
$10.2B
$778K ﹤0.01%
21,104
-2,216
-10% -$72.5K
MAC icon
1466
Macerich
MAC
$6.92B
$778K ﹤0.01%
72,958
+58,202
+394% +$529K
VSAT icon
1467
Viasat
VSAT
$11.1B
$778K ﹤0.01%
23,840
+13,212
+124% +$454K
HESM icon
1468
Hess Midstream
HESM
$5.11B
$771K ﹤0.01%
39,388
-2,118
-5% -$38.4K
GORO icon
1469
Goldgroup Mining Inc.
GORO
$191M
$768K ﹤0.01%
263,795
+46,480
+21% +$144K
VCSH icon
1470
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$766K ﹤0.01%
9,196
-1,218
-12% -$101K
TXRH icon
1471
Texas Roadhouse
TXRH
$13.7B
$754K ﹤0.01%
+9,649
New +$719K
MDB icon
1472
MongoDB
MDB
$32.1B
$753K ﹤0.01%
2,097
-2,471
-54% -$690K
VNQI icon
1473
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$750K ﹤0.01%
13,801
-1,011
-7% -$52.1K
CIVI
1474
DELISTED
Civitas Resources
CIVI
$747K ﹤0.01%
+38,660
New +$812K
PB icon
1475
Prosperity Bancshares
PB
$8.89B
$747K ﹤0.01%
+10,768
New +$660K
57 58
59
60 61

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.