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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHCO icon
1451
City Holding Co
CHCO
$2.04B
$491K ﹤0.01%
8,521
-8,482
-50% -$531K
ACIW icon
1452
ACI Worldwide
ACIW
$5.42B
$490K ﹤0.01%
18,763
+10,766
+135% +$298K
UHAL icon
1453
U-Haul Holding Co
UHAL
$14.6B
$489K ﹤0.01%
13,740
+6,210
+82% +$212K
KNSL icon
1454
Kinsale Capital Group
KNSL
$8.51B
$487K ﹤0.01%
2,562
-995
-28% -$183K
MMS icon
1455
Maximus
MMS
$3.1B
$487K ﹤0.01%
7,108
-820
-10% -$60.3K
ABB
1456
DELISTED
ABB Ltd
ABB
$486K ﹤0.01%
19,130
-1,924
-9% -$49.1K
GEF icon
1457
Greif
GEF
$5.04B
$484K ﹤0.01%
13,362
+195
+1% +$7.19K
AEIS icon
1458
Advanced Energy
AEIS
$13B
$483K ﹤0.01%
7,667
-47,771
-86% -$3.34M
GTN icon
1459
Gray Television
GTN
$552M
$482K ﹤0.01%
34,966
-5,006
-13% -$73.2K
INVA icon
1460
Innoviva
INVA
$1.48B
$481K ﹤0.01%
45,982
-5,185
-10% -$65.9K
CHNG
1461
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$481K ﹤0.01%
+33,120
New +$421K
TDC icon
1462
Teradata
TDC
$2.55B
$480K ﹤0.01%
21,153
-5,394
-20% -$120K
SSYS icon
1463
Stratasys
SSYS
$774M
$479K ﹤0.01%
38,375
-42,800
-53% -$625K
NIO icon
1464
NIO
NIO
$11.9B
$477K ﹤0.01%
+22,467
New +$346K
PTC icon
1465
PTC
PTC
$16B
$475K ﹤0.01%
5,746
+1,829
+47% +$156K
FORM icon
1466
FormFactor
FORM
$9.17B
$474K ﹤0.01%
19,020
-8,612
-31% -$240K
BJ icon
1467
BJs Wholesale Club
BJ
$12.3B
$471K ﹤0.01%
11,337
+589
+5% +$24.3K
PBA icon
1468
Pembina Pipeline
PBA
$27.6B
$471K ﹤0.01%
22,261
-8,245
-27% -$203K
SUN icon
1469
Sunoco
SUN
$13.3B
$470K ﹤0.01%
19,271
-8,145
-30% -$205K
USAC icon
1470
USA Compression Partners
USAC
$3.74B
$468K ﹤0.01%
46,792
+1,518
+3% +$17.1K
MTG icon
1471
MGIC Investment
MTG
$6.25B
$467K ﹤0.01%
52,748
– –
SVC
1472
Service Properties Trust
SVC
$1.07B
$467K ﹤0.01%
11,755
-2,902
-20% -$111K
FPF
1473
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$466K ﹤0.01%
21,702
-2,753
-11% -$59.9K
TDF
1474
Templeton Dragon Fund
TDF
$280M
$460K ﹤0.01%
20,966
+569
+3% +$12.9K
CWEN.A
1475
DELISTED
Clearway Energy Class A
CWEN.A
$459K ﹤0.01%
18,579
-432
-2% -$9.96K
57 58
59
60 61

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.