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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMU
1451
Western Asset Managed Municipals Fund
MMU
$549M
$750K 0.01%
56,292
-33
-0.1% -$451
CVE icon
1452
Cenovus Energy
CVE
$52.7B
$744K 0.01%
73,334
-8,196
-10% -$74.3K
SSNC icon
1453
SS&C Technologies
SSNC
$18.8B
$743K 0.01%
12,115
+1,759
+17% +$98.6K
OKTA icon
1454
Okta
OKTA
$25.8B
$742K 0.01%
6,435
-2,679
-29% -$308K
DLX icon
1455
Deluxe
DLX
$1.22B
$741K 0.01%
14,839
-5,064
-25% -$252K
ITT icon
1456
ITT
ITT
$18.4B
$740K 0.01%
10,011
-4,579
-31% -$304K
TX icon
1457
Ternium
TX
$10.5B
$740K 0.01%
33,647
-2,761
-8% -$56.2K
OMN
1458
DELISTED
OMNOVA Solutions Inc.
OMN
$734K 0.01%
72,578
+40,557
+127% +$410K
DOCU
1459
DocuSign
DOCU
$10.9B
$731K 0.01%
9,859
-4,248
-30% -$292K
WST icon
1460
West Pharmaceutical
WST
$24.9B
$731K 0.01%
4,865
+1,569
+48% +$228K
CALM icon
1461
Cal-Maine
CALM
$3.99B
$730K 0.01%
17,071
-52,637
-76% -$2.19M
JTA
1462
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$729K 0.01%
60,395
-64,583
-52% -$746K
DDD icon
1463
3D Systems Corp
DDD
$580M
$727K 0.01%
83,147
-9,779
-11% -$84.8K
AUD
1464
DELISTED
Audacy, Inc.
AUD
$724K 0.01%
156,159
-5,346
-3% -$22.3K
MAXR
1465
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$723K 0.01%
46,116
+10,271
+29% +$107K
LOGM
1466
DELISTED
LogMein, Inc.
LOGM
$721K 0.01%
8,402
-8,375
-50% -$621K
TWLO icon
1467
Twilio
TWLO
$29.5B
$720K 0.01%
7,328
-1,884
-20% -$192K
UBS icon
1468
UBS Group
UBS
$175B
$719K 0.01%
57,166
-8,389
-13% -$99.8K
SQM icon
1469
Sociedad Química y Minera de Chile
SQM
$20B
$718K 0.01%
26,889
-10,796
-29% -$284K
PCQ
1470
Pimco California Municipal Income Fund
PCQ
$166M
$717K 0.01%
36,102
-767
-2% -$15.4K
TS icon
1471
Tenaris
TS
$29.3B
$714K 0.01%
31,569
+4,992
+19% +$107K
BIO icon
1472
Bio-Rad Laboratories Class A
BIO
$9.25B
$713K 0.01%
1,926
-13,736
-88% -$4.84M
OBDC icon
1473
Blue Owl Capital
OBDC
$5.48B
$713K 0.01%
+39,862
New +$696K
LNG icon
1474
Cheniere Energy
LNG
$53.9B
$712K 0.01%
11,664
-7,495
-39% -$461K
ACC
1475
DELISTED
American Campus Communities, Inc.
ACC
$711K 0.01%
15,108
-21,378
-59% -$1.02M
57 58
59
60 61

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.