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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWX icon
1451
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$749K 0.01%
18,954
-17,589
-48% -$684K
SEDG icon
1452
SolarEdge
SEDG
$2.06B
$748K 0.01%
8,931
+4,360
+95% +$325K
STM icon
1453
STMicroelectronics
STM
$47.1B
$746K 0.01%
38,588
+23,012
+148% +$422K
COUP
1454
DELISTED
Coupa Software Incorporated
COUP
$745K 0.01%
5,752
+3,713
+182% +$514K
SUPN icon
1455
Supernus Pharmaceuticals
SUPN
$2.73B
$743K 0.01%
27,015
-59,566
-69% -$1.76M
UBS icon
1456
UBS Group
UBS
$176B
$742K 0.01%
65,555
+1,873
+3% +$21.1K
HDB icon
1457
HDFC Bank
HDB
$123B
$741K 0.01%
25,984
+5,696
+28% +$162K
NBO
1458
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$737K 0.01%
58,938
+9,902
+20% +$123K
QUAD icon
1459
Quad
QUAD
$529M
$734K 0.01%
69,864
-37,663
-35% -$352K
PBFX
1460
DELISTED
PBF LOGISTICS LP
PBFX
$734K 0.01%
34,721
+6,966
+25% +$146K
ARI
1461
Apollo Commercial Real Estate
ARI
$872M
$733K 0.01%
38,241
-2,451
-6% -$46.2K
WNC icon
1462
Wabash National
WNC
$518M
$728K 0.01%
50,177
+12,493
+33% +$185K
PCQ
1463
Pimco California Municipal Income Fund
PCQ
$166M
$726K 0.01%
36,869
-10,656
-22% -$207K
KLIC icon
1464
Kulicke & Soffa
KLIC
$4.91B
$722K 0.01%
30,764
+19,465
+172% +$428K
ARLP icon
1465
Alliance Resource Partners
ARLP
$3.27B
$721K 0.01%
45,019
-2,419
-5% -$39.5K
CQP icon
1466
Cheniere Energy
CQP
$31B
$720K 0.01%
15,832
+3,212
+25% +$143K
TKC icon
1467
Turkcell
TKC
$4.73B
$720K 0.01%
124,509
-9,318
-7% -$52.7K
HAE icon
1468
Haemonetics
HAE
$3.8B
$717K 0.01%
5,687
+1,229
+28% +$156K
CLDT
1469
Chatham Lodging
CLDT
$623M
$716K 0.01%
39,461
+5,497
+16% +$97.6K
UNFI icon
1470
United Natural Foods
UNFI
$2.91B
$715K 0.01%
62,041
+25,195
+68% +$241K
WPP icon
1471
WPP
WPP
$4.45B
$714K 0.01%
11,413
-2,352
-17% -$141K
EAD
1472
Allspring Income Opportunities Fund
EAD
$378M
$711K 0.01%
86,353
-65,165
-43% -$535K
SNX icon
1473
TD Synnex
SNX
$21B
$708K 0.01%
12,548
-7,050
-36% -$329K
FPF
1474
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$706K 0.01%
29,883
-10,877
-27% -$252K
XPO icon
1475
XPO
XPO
$23.4B
$705K 0.01%
28,498
-806
-3% -$18.6K
57 58
59
60 61

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WANY
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.