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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEWT icon
1451
NewtekOne
NEWT
$434M
$1.37M 0.01%
65,217
+2,314
+4% +$50.7K
WNC icon
1452
Wabash National
WNC
$515M
$1.35M 0.01%
74,350
+279
+0.4% +$5.27K
CACI icon
1453
CACI
CACI
$13.1B
$1.35M 0.01%
7,334
+115
+2% +$21.2K
PMT
1454
PennyMac Mortgage Investment
PMT
$819M
$1.35M 0.01%
66,768
+2,001
+3% +$39.3K
JHG
1455
DELISTED
Janus Henderson
JHG
$1.35M 0.01%
50,000
+12,577
+34% +$367K
OR icon
1456
OR Royalties Inc
OR
$6.01B
$1.35M 0.01%
177,483
+26,998
+18% +$231K
FCRD
1457
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$1.35M 0.01%
166,918
-3,983
-2% -$32.9K
FNB icon
1458
FNB Corp
FNB
$6.84B
$1.34M 0.01%
105,671
+246
+0.2% +$3.27K
STL
1459
DELISTED
Sterling Bancorp
STL
$1.34M 0.01%
61,115
+1,641
+3% +$37.4K
PVG
1460
DELISTED
PRETIUM RESOURCES INC.
PVG
$1.34M 0.01%
176,444
+14,393
+9% +$118K
LII icon
1461
Lennox International
LII
$15.4B
$1.34M 0.01%
6,148
-38,527
-86% -$8.39M
DISH
1462
DELISTED
DISH Network Corp.
DISH
$1.33M 0.01%
37,322
-51,729
-58% -$1.78M
HTY
1463
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$1.33M 0.01%
179,616
+45,185
+34% +$373K
PII icon
1464
Polaris
PII
$4.1B
$1.33M 0.01%
13,183
-4,031
-23% -$450K
MHK icon
1465
Mohawk Industries
MHK
$9.04B
$1.33M 0.01%
7,578
+575
+8% +$113K
OZK icon
1466
Bank OZK
OZK
$5.66B
$1.33M 0.01%
35,017
-2,904
-8% -$119K
SSRM icon
1467
SSR Mining
SSRM
$6.01B
$1.33M 0.01%
152,516
+19,541
+15% +$185K
CPS icon
1468
Cooper-Standard Automotive
CPS
$514M
$1.33M 0.01%
+11,062
New +$1.48M
KMPR icon
1469
Kemper
KMPR
$1.72B
$1.32M 0.01%
16,462
-4,674
-22% -$366K
NMIH icon
1470
NMI Holdings
NMIH
$3.3B
$1.32M 0.01%
58,282
+10,973
+23% +$229K
UI icon
1471
Ubiquiti
UI
$34.3B
$1.32M 0.01%
13,350
-1,373
-9% -$121K
Z icon
1472
Zillow
Z
$7.03B
$1.32M 0.01%
29,788
+2,010
+7% +$105K
BKI
1473
DELISTED
Black Knight, Inc. Common Stock
BKI
$1.32M 0.01%
25,375
+6,279
+33% +$337K
EGN
1474
DELISTED
Energen
EGN
$1.32M 0.01%
15,272
-26,856
-64% -$2.05M
BHF icon
1475
Brighthouse Financial
BHF
$3.55B
$1.31M 0.01%
29,677
+125
+0.4% +$5.26K
57 58
59
60 61

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.