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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGO icon
1451
Assured Guaranty
AGO
$3.66B
$2.71M 0.01%
71,809
-35,110
-33% -$1.5M
IHD
1452
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$2.7M 0.01%
284,812
-23,133
-8% -$213K
JBGS
1453
JBG SMITH
JBGS
$818M
$2.7M 0.01%
+79,007
New +$2.68M
GHY
1454
PGIM Global High Yield Fund
GHY
$478M
$2.69M 0.01%
179,805
-7,305
-4% -$109K
GRC icon
1455
Gorman-Rupp
GRC
$2.14B
$2.69M 0.01%
82,433
+3,868
+5% +$111K
ENDP
1456
DELISTED
Endo International plc
ENDP
$2.69M 0.01%
313,430
+10,651
+4% +$103K
MPT
1457
Medical Properties Trust
MPT
$2.77B
$2.68M 0.01%
204,277
-15,926
-7% -$205K
ICPT
1458
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$2.68M 0.01%
46,191
+16,960
+58% +$1.83M
ITGR icon
1459
Integer Holdings
ITGR
$4.12B
$2.68M 0.01%
52,334
+8,987
+21% +$411K
TPVG icon
1460
TriplePoint Venture Growth BDC
TPVG
$184M
$2.67M 0.01%
199,581
-27,334
-12% -$363K
PICB icon
1461
Invesco International Corporate Bond ETF
PICB
$355M
$2.67M 0.01%
98,728
-18,696
-16% -$504K
PCF
1462
High Income Securities Fund
PCF
$98.8M
$2.67M 0.01%
298,720
+12,639
+4% +$111K
HMHC
1463
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$2.67M 0.01%
221,295
-74
-0% -$833
BSM icon
1464
Black Stone Minerals
BSM
$3.18B
$2.66M 0.01%
+153,621
New +$2.56M
RPAI
1465
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2.66M 0.01%
202,820
-60,324
-23% -$790K
MSEX icon
1466
Middlesex Water
MSEX
$1.08B
$2.66M 0.01%
67,809
+3,517
+5% +$137K
HOLI
1467
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$2.66M 0.01%
122,922
+58,057
+90% +$1.11M
GFI icon
1468
Gold Fields
GFI
$29B
$2.65M 0.01%
615,554
+64,760
+12% +$265K
LYG icon
1469
Lloyds Banking Group
LYG
$89.5B
$2.65M 0.01%
723,553
+177,420
+32% +$618K
AAN.A
1470
DELISTED
The Aaron's Company Inc Class A
AAN.A
$2.64M 0.01%
60,593
-6,634
-10% -$289K
AXTA icon
1471
Axalta
AXTA
$7.66B
$2.64M 0.01%
91,307
+55,430
+155% +$1.68M
RSPP
1472
DELISTED
RSP Permian, Inc.
RSPP
$2.64M 0.01%
76,348
-1,654
-2% -$53.2K
DOX icon
1473
Amdocs
DOX
$5.92B
$2.64M 0.01%
41,031
-1,900
-4% -$123K
PKO
1474
DELISTED
Pimco Income Opportunity Fund
PKO
$2.64M 0.01%
100,103
-63,969
-39% -$1.68M
CABO icon
1475
Cable One
CABO
$227M
$2.63M 0.01%
3,643
-207
-5% -$153K
57 58
59
60 61

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.