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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRC
1451
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$2.58M 0.01%
41,641
+19,152
+85% +$1.08M
FPO
1452
DELISTED
First Potomac Realty Trust
FPO
$2.57M 0.01%
+280,507
New +$2.72M
AZTA icon
1453
Azenta
AZTA
$1.38B
$2.56M 0.01%
188,332
-2,803
-1% -$35.2K
CLD
1454
DELISTED
Cloud Peak Energy Inc
CLD
$2.56M 0.01%
470,427
-14,622
-3% -$50.9K
AFSI
1455
DELISTED
AmTrust Financial Services, Inc.
AFSI
$2.56M 0.01%
95,413
+12,001
+14% +$308K
ISEE
1456
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$2.55M 0.01%
55,217
-5
-0% -$282
LCII icon
1457
LCI Industries
LCII
$2.6B
$2.54M 0.01%
25,921
-220
-0.8% -$20.9K
LILAK icon
1458
Liberty Latin America Class C
LILAK
$1.67B
$2.54M 0.01%
105,738
+54,690
+107% +$1.46M
SNCR
1459
DELISTED
Synchronoss Technologies
SNCR
$2.53M 0.01%
6,838
-728
-10% -$257K
FLTX
1460
DELISTED
Fleetmatics Group PLC
FLTX
$2.53M 0.01%
+42,211
New +$2.31M
SHLM
1461
DELISTED
Schulman (A.) Inc
SHLM
$2.52M 0.01%
86,685
-1,415
-2% -$38.1K
UE icon
1462
Urban Edge Properties
UE
$2.85B
$2.52M 0.01%
89,583
-16,693
-16% -$483K
GRUB
1463
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$2.52M 0.01%
29,284
+24,965
+578% +$1.87M
EBIX
1464
DELISTED
Ebix Inc
EBIX
$2.52M 0.01%
44,298
-24,024
-35% -$1.31M
IDA icon
1465
Idacorp
IDA
$8.32B
$2.51M 0.01%
32,130
-9,158
-22% -$723K
TGI
1466
DELISTED
Triumph Group
TGI
$2.51M 0.01%
90,181
-7,020
-7% -$227K
LAZ icon
1467
Lazard
LAZ
$4.21B
$2.51M 0.01%
69,053
+14,809
+27% +$518K
ENB icon
1468
Enbridge
ENB
$118B
$2.51M 0.01%
57,002
+33,099
+138% +$1.39M
WCC
1469
WESCO International
WCC
$17.6B
$2.51M 0.01%
40,809
-33,003
-45% -$1.89M
TXNM
1470
TXNM Energy Inc
TXNM
$5.94B
$2.51M 0.01%
76,650
-13,944
-15% -$466K
ARGO
1471
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$2.51M 0.01%
51,115
-6,202
-11% -$294K
HMY icon
1472
Harmony Gold Mining
HMY
$10.5B
$2.5M 0.01%
715,126
-37,224
-5% -$152K
EVY
1473
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$2.5M 0.01%
164,005
+29,950
+22% +$455K
RES icon
1474
RPC Inc
RES
$1.28B
$2.49M 0.01%
148,489
-21,033
-12% -$319K
FLOW
1475
DELISTED
SPX FLOW, Inc.
FLOW
$2.49M 0.01%
80,593
-3,833
-5% -$107K
57 58
59
60 61

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.