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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RES icon
1451
RPC Inc
RES
$1.3B
$2.4M 0.01%
169,123
+37,459
+28% +$475K
INSY
1452
DELISTED
Insys Therapeutics, Inc.
INSY
$2.4M 0.01%
149,777
-30,767
-17% -$584K
XLK icon
1453
State Street Technology Select Sector SPDR ETF
XLK
$123B
$2.39M 0.01%
107,600
-73,400
-41% -$1.52M
SHLM
1454
DELISTED
Schulman (A.) Inc
SHLM
$2.39M 0.01%
87,699
+60,676
+225% +$1.52M
CVRR
1455
DELISTED
CVR Refining, LP
CVRR
$2.38M 0.01%
196,816
-384,013
-66% -$5.44M
ESV
1456
DELISTED
Ensco Rowan plc
ESV
$2.37M 0.01%
57,055
-454,196
-89% -$18.5M
MYRG icon
1457
MYR Group
MYRG
$5.32B
$2.37M 0.01%
94,194
+11,259
+14% +$243K
NQI
1458
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$2.36M 0.01%
165,870
+8,294
+5% +$115K
HPF
1459
John Hancock Preferred Income Fund II
HPF
$344M
$2.36M 0.01%
111,051
-35,358
-24% -$708K
NRE
1460
DELISTED
NorthStar Realty Europe Corp.
NRE
$2.36M 0.01%
203,313
+30,926
+18% +$312K
AKP
1461
DELISTED
Alliance Californa Muni Fd
AKP
$2.36M 0.01%
159,029
+12,932
+9% +$188K
AMAG
1462
DELISTED
AMAG Pharmaceuticals
AMAG
$2.36M 0.01%
100,702
-22,417
-18% -$532K
SMFG icon
1463
Sumitomo Mitsui Financial
SMFG
$164B
$2.35M 0.01%
391,374
+349,820
+842% +$2.18M
CY
1464
DELISTED
Cypress Semiconductor
CY
$2.34M 0.01%
270,746
-76,985
-22% -$622K
VISN
1465
Vistance Networks Inc
VISN
$2.38B
$2.34M 0.01%
83,777
+31,978
+62% +$776K
EFOR
1466
Everforth Inc
EFOR
$1.3B
$2.34M 0.01%
63,291
-14,919
-19% -$527K
HYEM icon
1467
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$2.31M 0.01%
100,521
+10,689
+12% +$236K
CNX icon
1468
CNX Resources
CNX
$5.14B
$2.3M 0.01%
244,907
-5,273,701
-96% -$38.3M
PLCE icon
1469
Children's Place
PLCE
$57.6M
$2.3M 0.01%
27,564
+349
+1% +$23.7K
LAZ icon
1470
Lazard
LAZ
$4.29B
$2.3M 0.01%
59,273
-14,890
-20% -$534K
SLV icon
1471
iShares Silver Trust
SLV
$29.7B
$2.29M 0.01%
156,362
+6,637
+4% +$94.2K
SNCR
1472
DELISTED
Synchronoss Technologies
SNCR
$2.28M 0.01%
7,843
-1,153
-13% -$300K
TBI
1473
Trueblue
TBI
$313M
$2.28M 0.01%
87,266
-20,323
-19% -$470K
EIG icon
1474
Employers Holdings
EIG
$905M
$2.27M 0.01%
80,832
-17,223
-18% -$451K
EME icon
1475
Emcor
EME
$36.3B
$2.27M 0.01%
46,769
+13,245
+40% +$604K
57 58
59
60 61

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.