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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEN icon
1426
Penumbra
PEN
$12.8B
$875K ﹤0.01%
3,045
-5,357
-64% -$1.42M
CDK
1427
DELISTED
CDK Global, Inc.
CDK
$874K ﹤0.01%
20,936
+4,616
+28% +$194K
ABCB icon
1428
Ameris Bancorp
ABCB
$5.89B
$871K ﹤0.01%
17,542
+8,318
+90% +$430K
TPL icon
1429
Texas Pacific Land
TPL
$23.5B
$870K ﹤0.01%
6,273
-522
-8% -$72.8K
AFTR.WS
1430
DELISTED
AfterNext HealthTech Acquisition Corp Warrants
AFTR.WS
$868K ﹤0.01%
+1,241,662
New +$1.02M
FOX icon
1431
Fox Class B
FOX
$23.9B
$867K ﹤0.01%
25,298
-49,795
-66% -$1.82M
NVT icon
1432
nVent Electric
NVT
$26.7B
$863K ﹤0.01%
22,710
+5,133
+29% +$182K
ETD icon
1433
Ethan Allen Interiors
ETD
$603M
$862K ﹤0.01%
+32,777
New +$800K
ROG icon
1434
Rogers Corp
ROG
$2.4B
$862K ﹤0.01%
+3,158
New +$768K
IDCC icon
1435
InterDigital
IDCC
$8.89B
$861K ﹤0.01%
12,016
+1,528
+15% +$107K
HLF icon
1436
Herbalife
HLF
$1.29B
$860K ﹤0.01%
21,022
-14,157
-40% -$589K
EQT icon
1437
EQT Corp
EQT
$32.3B
$859K ﹤0.01%
39,370
-6,315
-14% -$132K
THS
1438
DELISTED
Treehouse Foods
THS
$855K ﹤0.01%
21,088
+12,945
+159% +$500K
MWA icon
1439
Mueller Water Products
MWA
$4.16B
$854K ﹤0.01%
59,315
-10,204
-15% -$153K
PDCE
1440
DELISTED
PDC Energy, Inc.
PDCE
$854K ﹤0.01%
17,513
+3,427
+24% +$176K
MTH icon
1441
Meritage Homes
MTH
$4.86B
$852K ﹤0.01%
13,956
-3,906
-22% -$218K
ASG
1442
Liberty All-Star Growth Fund
ASG
$341M
$851K ﹤0.01%
94,514
-2,967
-3% -$27K
ENIA
1443
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$850K ﹤0.01%
156,243
-25,042
-14% -$149K
HTH icon
1444
Hilltop Holdings
HTH
$2.24B
$847K ﹤0.01%
24,094
+15,479
+180% +$545K
ADNT icon
1445
Adient
ADNT
$1.5B
$842K ﹤0.01%
17,584
-1,292
-7% -$58K
RNP icon
1446
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$841K ﹤0.01%
29,398
+302
+1% +$8.21K
CIG icon
1447
CEMIG Preferred Shares
CIG
$6.01B
$839K ﹤0.01%
583,635
+267,502
+85% +$385K
NHI icon
1448
National Health Investors
NHI
$3.65B
$839K ﹤0.01%
14,610
+3,329
+30% +$184K
EXK
1449
Endeavour Silver
EXK
$2.83B
$837K ﹤0.01%
198,320
-97,516
-33% -$458K
GTM
1450
ZoomInfo Technologies
GTM
$1.22B
$835K ﹤0.01%
13,005
+8,901
+217% +$596K
56 57
58
59 60

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.