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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCXI
1426
DELISTED
ChemoCentryx, Inc.
CCXI
$985K 0.01%
57,581
-8,161
-12% -$127K
OSK icon
1427
Oshkosh
OSK
$9.59B
$983K 0.01%
9,599
-25,966
-73% -$2.98M
FLO icon
1428
Flowers Foods
FLO
$1.57B
$979K 0.01%
41,462
-8,873
-18% -$211K
FOE
1429
DELISTED
Ferro Corporation
FOE
$976K 0.01%
47,996
– –
HAE icon
1430
Haemonetics
HAE
$4B
$974K 0.01%
13,797
+2,554
+23% +$161K
NLSN
1431
DELISTED
Nielsen Holdings plc
NLSN
$972K 0.01%
50,628
+11,176
+28% +$249K
X
1432
DELISTED
US Steel
X
$968K 0.01%
44,039
-29,138
-40% -$729K
BIG
1433
DELISTED
Big Lots, Inc.
BIG
$968K 0.01%
22,325
-52,503
-70% -$2.86M
MAC icon
1434
Macerich
MAC
$6.92B
$967K 0.01%
57,899
-46,497
-45% -$789K
FIF
1435
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$963K 0.01%
75,506
-7,761
-9% -$102K
CGNX icon
1436
Cognex
CGNX
$11.3B
$962K 0.01%
11,986
-771
-6% -$66.3K
OVV icon
1437
Ovintiv
OVV
$16.4B
$962K 0.01%
29,250
-10,181
-26% -$281K
SNBR
1438
DELISTED
Sleep Number
SNBR
$962K 0.01%
10,291
+4,754
+86% +$472K
CC icon
1439
Chemours
CC
$2.37B
$961K 0.01%
33,053
-22,433
-40% -$726K
DPG
1440
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$957K 0.01%
71,311
-2,564
-3% -$36.7K
MFC icon
1441
Manulife Financial
MFC
$73.5B
$953K 0.01%
+49,521
New +$963K
JPI
1442
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$952K 0.01%
38,397
-3,328
-8% -$85.5K
PACW
1443
DELISTED
PacWest Bancorp
PACW
$948K 0.01%
20,927
-2,092
-9% -$86.8K
BWG
1444
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$944K 0.01%
75,333
-7,905
-9% -$99.8K
SSD icon
1445
Simpson Manufacturing
SSD
$8.16B
$944K 0.01%
8,827
-461
-5% -$51K
HOLI
1446
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$940K 0.01%
45,422
-3,275
-7% -$59.9K
EQT icon
1447
EQT Corp
EQT
$32.3B
$935K 0.01%
45,685
-42,376
-48% -$820K
FSK icon
1448
FS KKR Capital
FSK
$3.44B
$933K 0.01%
42,352
-14,263
-25% -$315K
AMX icon
1449
America Movil
AMX
$71.2B
$930K 0.01%
52,641
-14,638
-22% -$252K
GPRE icon
1450
Green Plains
GPRE
$1.03B
$930K 0.01%
28,474
-33,779
-54% -$1.16M
56 57
58
59 60

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.