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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNDT
1426
DELISTED
Mandiant, Inc. Common Stock
MNDT
$949K 0.01%
48,507
+3,224
+7% +$67.3K
SSD icon
1427
Simpson Manufacturing
SSD
$8.16B
$948K 0.01%
9,140
+1,166
+15% +$117K
HAIN icon
1428
Hain Celestial
HAIN
$53.7M
$947K 0.01%
21,713
-3,312
-13% -$141K
HRTX icon
1429
Heron Therapeutics
HRTX
$92.9M
$947K 0.01%
58,415
+24,677
+73% +$440K
IRBT
1430
DELISTED
iRobot
IRBT
$944K 0.01%
7,725
-6,630
-46% -$754K
RELX icon
1431
RELX
RELX
$62B
$944K 0.01%
37,542
-3,921
-9% -$97.6K
ARBGW
1432
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$944K 0.01%
+993,331
New +$1.5M
PGP
1433
PIMCO Global StockPLUS & Income Fund
PGP
$100M
$942K 0.01%
88,515
+44,524
+101% +$462K
NEAR icon
1434
iShares Short Maturity Bond ETF
NEAR
$4.85B
$939K 0.01%
18,704
-104
-0.6% -$5.22K
SMFG icon
1435
Sumitomo Mitsui Financial
SMFG
$164B
$939K 0.01%
129,543
+86,364
+200% +$602K
PS
1436
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$933K 0.01%
41,746
+3,231
+8% +$69.3K
ARGX icon
1437
argenx
ARGX
$54.1B
$929K 0.01%
3,375
+1,609
+91% +$509K
BGR icon
1438
BlackRock Energy and Resources Trust
BGR
$405M
$927K 0.01%
104,440
-19,547
-16% -$162K
WERN icon
1439
Werner Enterprises
WERN
$2.25B
$927K 0.01%
19,642
+1,195
+6% +$52K
CUB
1440
DELISTED
Cubic Corporation
CUB
$926K 0.01%
+12,422
New +$847K
STMP
1441
DELISTED
Stamps.com, Inc.
STMP
$920K 0.01%
4,613
-3,260
-41% -$695K
ERC
1442
Allspring Multi-Sector Income Fund
ERC
$259M
$918K 0.01%
73,424
-46,488
-39% -$574K
HA
1443
DELISTED
Hawaiian Holdings, Inc.
HA
$913K 0.01%
34,239
– –
KBR icon
1444
KBR
KBR
$4.8B
$910K 0.01%
23,694
+9,026
+62% +$288K
MFD
1445
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$910K 0.01%
98,519
-11,871
-11% -$106K
NBTB icon
1446
NBT Bancorp
NBTB
$2.74B
$909K 0.01%
22,794
-31,611
-58% -$1.16M
EFOR
1447
Everforth Inc
EFOR
$1.32B
$908K 0.01%
9,518
-1,557
-14% -$144K
HEI icon
1448
HEICO Corp
HEI
$51.4B
$908K 0.01%
7,219
-835
-10% -$107K
NLSN
1449
DELISTED
Nielsen Holdings plc
NLSN
$898K 0.01%
35,711
-15,901
-31% -$375K
BANR icon
1450
Banner Corp
BANR
$2.4B
$897K 0.01%
16,811
+5,432
+48% +$283K
56 57
58
59 60

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.