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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGR icon
1426
Sturm, Ruger & Co
RGR
$614M
$809K 0.01%
+17,210
New +$781K
HPP
1427
Hudson Pacific Properties
HPP
$816M
$805K 0.01%
3,053
-22,732
-88% -$5.6M
CIO
1428
DELISTED
City Office REIT
CIO
$803K 0.01%
59,386
-11,455
-16% -$153K
TTEK icon
1429
Tetra Tech
TTEK
$8.88B
$798K 0.01%
46,270
+24,415
+112% +$423K
SON icon
1430
Sonoco
SON
$5.78B
$793K 0.01%
12,841
+2,253
+21% +$133K
ENIC icon
1431
Enel Chile
ENIC
$6.25B
$791K 0.01%
166,584
+96,939
+139% +$418K
FHB icon
1432
First Hawaiian
FHB
$3.4B
$785K 0.01%
27,203
-12,827
-32% -$360K
PMT
1433
PennyMac Mortgage Investment
PMT
$822M
$782K 0.01%
35,093
-12,294
-26% -$278K
REZI icon
1434
Resideo Technologies
REZI
$3.96B
$780K 0.01%
+65,448
New +$745K
AVAL icon
1435
Grupo Aval
AVAL
$6.33B
$777K 0.01%
89,103
-46,631
-34% -$376K
TKC icon
1436
Turkcell
TKC
$4.72B
$772K 0.01%
133,060
+8,551
+7% +$48.8K
TREX icon
1437
Trex
TREX
$5.21B
$772K 0.01%
+17,168
New +$756K
PBR icon
1438
Petrobras
PBR
$118B
$770K 0.01%
48,275
+17,117
+55% +$261K
VLY icon
1439
Valley National Bancorp
VLY
$8.18B
$770K 0.01%
67,279
+43,685
+185% +$503K
AXTA icon
1440
Axalta
AXTA
$8.12B
$769K 0.01%
25,307
+10,660
+73% +$314K
STWD icon
1441
Starwood Property Trust
STWD
$5.98B
$769K 0.01%
30,964
-9,928
-24% -$243K
SEVN
1442
Seven Hills Realty Trust
SEVN
$175M
$768K 0.01%
38,013
+5,574
+17% +$113K
ANDE icon
1443
Andersons Inc
ANDE
$2.41B
$765K 0.01%
30,253
+16,987
+128% +$371K
MYF
1444
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$762K 0.01%
54,019
-32
-0.1% -$453
EQT icon
1445
EQT Corp
EQT
$32B
$758K 0.01%
69,571
+35,255
+103% +$345K
AMBA icon
1446
Ambarella
AMBA
$3.61B
$757K 0.01%
12,495
+4,625
+59% +$256K
SPXX icon
1447
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$339M
$757K 0.01%
+45,980
New +$731K
JBSS icon
1448
John B. Sanfilippo & Son
JBSS
$997M
$755K 0.01%
+8,276
New +$803K
APAM icon
1449
Artisan Partners
APAM
$3.05B
$754K 0.01%
23,325
+4,217
+22% +$122K
OIA icon
1450
Invesco Municipal Income Opportunities Trust
OIA
$288M
$754K 0.01%
95,502
-1,167
-1% -$9.11K
56 57
58
59 60

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.