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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIMO icon
1426
Silicon Motion
SIMO
$8.36B
$781K 0.01%
22,083
+16,144
+272% +$585K
RA
1427
Brookfield Real Assets Income Fund
RA
$713M
$780K 0.01%
34,532
-30,476
-47% -$676K
CPK icon
1428
Chesapeake Utilities
CPK
$3.21B
$778K 0.01%
8,158
-316
-4% -$29.5K
GMS
1429
DELISTED
GMS Inc
GMS
$776K 0.01%
+27,031
New +$662K
MOMO
1430
Hello Group
MOMO
$855M
$776K 0.01%
25,051
+3,015
+14% +$102K
MMU
1431
Western Asset Managed Municipals Fund
MMU
$548M
$774K 0.01%
56,325
-1,597
-3% -$22.6K
MYF
1432
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$773K 0.01%
54,051
-1,533
-3% -$22.1K
CZR
1433
DELISTED
Caesars Entertainment Corporation
CZR
$772K 0.01%
66,214
+12,230
+23% +$143K
ADSW
1434
DELISTED
Advanced Disposal Services Inc
ADSW
$770K 0.01%
23,654
+2,317
+11% +$75.2K
OIA icon
1435
Invesco Municipal Income Opportunities Trust
OIA
$287M
$767K 0.01%
96,669
+19,697
+26% +$154K
EFOR
1436
Everforth Inc
EFOR
$1.3B
$766K 0.01%
12,179
-2,778
-19% -$172K
CVE icon
1437
Cenovus Energy
CVE
$51.1B
$765K 0.01%
81,530
-1,821
-2% -$16.5K
ALV icon
1438
Autoliv
ALV
$9.02B
$763K 0.01%
9,662
+4,604
+91% +$328K
PTEN icon
1439
Patterson-UTI
PTEN
$3.64B
$763K 0.01%
89,259
-10,002
-10% -$98.1K
BBT
1440
Beacon Financial Corp
BBT
$2.68B
$762K 0.01%
26,011
-704
-3% -$21.4K
XYZ
1441
Block Inc
XYZ
$50.1B
$761K 0.01%
12,278
+2,904
+31% +$197K
DDD icon
1442
3D Systems Corp
DDD
$593M
$757K 0.01%
92,926
-73,199
-44% -$591K
VNOM icon
1443
Viper Energy
VNOM
$14.9B
$757K 0.01%
27,359
-27,168
-50% -$809K
DBX icon
1444
Dropbox
DBX
$8.17B
$756K 0.01%
37,475
+9,745
+35% +$208K
LPX icon
1445
Louisiana-Pacific
LPX
$5.4B
$756K 0.01%
30,761
-51,384
-63% -$1.27M
ENS icon
1446
EnerSys
ENS
$6.92B
$755K 0.01%
11,464
-1,390
-11% -$87.3K
MUE
1447
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$754K 0.01%
59,048
-64,447
-52% -$820K
ATHM icon
1448
Autohome
ATHM
$2.65B
$753K 0.01%
9,059
+1,172
+15% +$100K
ACHC icon
1449
Acadia Healthcare
ACHC
$3B
$752K 0.01%
24,221
-10,150
-30% -$309K
SLM icon
1450
SLM Corp
SLM
$5.16B
$751K 0.01%
85,114
-9,140
-10% -$82.3K
56 57
58
59 60

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.