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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAMR icon
1426
Lamar Advertising Co
LAMR
$16.3B
$2.67M 0.01%
41,989
+30,175
+255% +$2.08M
PGTI
1427
DELISTED
PGT, Inc.
PGTI
$2.67M 0.01%
143,166
+894
+0.6% +$15.5K
AVAL icon
1428
Grupo Aval
AVAL
$6.01B
$2.67M 0.01%
321,124
+50,209
+19% +$441K
TX icon
1429
Ternium
TX
$10.6B
$2.67M 0.01%
82,135
-63,821
-44% -$2.16M
HLF icon
1430
Herbalife
HLF
$1.29B
$2.66M 0.01%
54,544
-17,910
-25% -$760K
VKI icon
1431
Invesco Advantage Municipal Income Trust II
VKI
$401M
$2.65M 0.01%
+249,306
New +$2.73M
CASH icon
1432
Pathward Financial
CASH
$1.8B
$2.64M 0.01%
72,654
-8,343
-10% -$298K
IBP icon
1433
Installed Building Products
IBP
$6.49B
$2.64M 0.01%
43,895
+431
+1% +$28.7K
GPRE icon
1434
Green Plains
GPRE
$1.03B
$2.63M 0.01%
156,551
-26,380
-14% -$474K
NXDT
1435
NexPoint Diversified Real Estate Trust
NXDT
$238M
$2.63M 0.01%
114,303
-21,248
-16% -$516K
BTA
1436
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$2.62M 0.01%
231,811
+22,338
+11% +$257K
BKN
1437
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$2.62M 0.01%
191,026
-3,012
-2% -$42.3K
QVCGA
1438
DELISTED
QVC Group Inc Series A
QVCGA
$2.62M 0.01%
2,143
-219
-9% -$288K
TEP
1439
DELISTED
Tallgrass Energy Partners, LP
TEP
$2.61M 0.01%
68,853
-2,693
-4% -$112K
CVCO icon
1440
Cavco Industries
CVCO
$4.55B
$2.6M 0.01%
14,989
+54
+0.4% +$8.93K
ANAB icon
1441
AnaptysBio
ANAB
$1.68B
$2.6M 0.01%
+24,990
New +$2.82M
AGO icon
1442
Assured Guaranty
AGO
$3.34B
$2.6M 0.01%
71,809
– –
MGLN
1443
DELISTED
Magellan Health Services, Inc.
MGLN
$2.6M 0.01%
24,274
-2,635
-10% -$265K
MODV
1444
DELISTED
ModivCare
MODV
$2.6M 0.01%
37,570
+186
+0.5% +$12.1K
CARS icon
1445
Cars.com
CARS
$660M
$2.59M 0.01%
91,540
+57,431
+168% +$1.68M
PNF
1446
DELISTED
PIMCO New York Municipal Income Fund
PNF
$2.59M 0.01%
223,278
-1,984
-0.9% -$23.7K
HYI
1447
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$2.59M 0.01%
177,425
-26,341
-13% -$393K
PTLA
1448
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$2.59M 0.01%
79,354
+11,544
+17% +$507K
PDT
1449
John Hancock Premium Dividend Fund
PDT
$626M
$2.59M 0.01%
170,450
-19,820
-10% -$306K
HEQ
1450
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$2.58M 0.01%
156,994
+26,651
+20% +$449K
56 57
58
59 60

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.