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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECPG icon
1426
Encore Capital Group
ECPG
$1.99B
$2.75M 0.01%
95,987
+62,328
+185% +$1.53M
EXPR
1427
DELISTED
Express, Inc.
EXPR
$2.75M 0.01%
12,769
+10,204
+398% +$2.51M
ONTO icon
1428
Onto Innovation
ONTO
$13.7B
$2.75M 0.01%
+109,601
New +$2.51M
BOKF icon
1429
BOK Financial
BOKF
$8.78B
$2.74M 0.01%
33,047
+3,697
+13% +$284K
HOUS
1430
DELISTED
Anywhere Real Estate
HOUS
$2.74M 0.01%
106,586
-7,335
-6% -$181K
TBHC
1431
DELISTED
The Brand House Collective
TBHC
$2.72M 0.01%
175,592
+100,709
+134% +$1.41M
KITE
1432
DELISTED
Kite Pharma, Inc.
KITE
$2.72M 0.01%
60,720
-7,089
-10% -$348K
SAP icon
1433
SAP
SAP
$228B
$2.72M 0.01%
31,494
-22,431
-42% -$1.93M
IBN icon
1434
ICICI Bank
IBN
$109B
$2.71M 0.01%
398,272
+58,031
+17% +$414K
AZN icon
1435
AstraZeneca
AZN
$250B
$2.71M 0.01%
49,574
-43,004
-46% -$2.44M
BRSL
1436
Brightstar Lottery PLC
BRSL
$2.08B
$2.71M 0.01%
106,142
-56,783
-35% -$1.52M
PIPR icon
1437
Piper Sandler
PIPR
$5.14B
$2.71M 0.01%
149,300
-9,604
-6% -$152K
FIVE icon
1438
Five Below
FIVE
$12.4B
$2.7M 0.01%
67,472
+62,286
+1,201% +$2.45M
SCHL icon
1439
Scholastic
SCHL
$801M
$2.7M 0.01%
56,771
+39,030
+220% +$1.66M
COHR icon
1440
Coherent
COHR
$64.2B
$2.69M 0.01%
90,713
-24,013
-21% -$684K
MUE
1441
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$2.69M 0.01%
199,321
-43,032
-18% -$580K
PRSU
1442
Pursuit Attractions and Hospitality Inc
PRSU
$1.38B
$2.69M 0.01%
60,939
+37,980
+165% +$1.57M
SIGI icon
1443
Selective Insurance
SIGI
$5.76B
$2.69M 0.01%
62,379
+29,504
+90% +$1.19M
GEO icon
1444
The GEO Group
GEO
$4.2B
$2.69M 0.01%
112,065
-97,379
-46% -$1.9M
GFF icon
1445
Griffon
GFF
$4.72B
$2.68M 0.01%
102,346
+2,732
+3% +$56.7K
CCK icon
1446
Crown Holdings
CCK
$13.3B
$2.68M 0.01%
50,929
-5,403
-10% -$292K
SHOE
1447
Shoe Station Group
SHOE
$424M
$2.67M 0.01%
198,120
+24,128
+14% +$331K
TREX icon
1448
Trex
TREX
$5.15B
$2.67M 0.01%
165,888
+64,320
+63% +$1M
PBR icon
1449
Petrobras
PBR
$118B
$2.67M 0.01%
263,662
+4,234
+2% +$45.2K
PERY
1450
DELISTED
Perry Ellis International Inc
PERY
$2.66M 0.01%
106,962
+24,909
+30% +$558K
56 57
58
59 60

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.