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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSE
1426
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.5M 0.01%
177,796
+601
+0.3% +$8.33K
TU icon
1427
Telus
TU
$15.4B
$2.48M 0.01%
152,028
+15,990
+12% +$230K
PSEC icon
1428
Prospect Capital
PSEC
$1.09B
$2.48M 0.01%
341,074
-18,391
-5% -$122K
GDV icon
1429
Gabelli Dividend & Income Trust
GDV
$2.64B
$2.46M 0.01%
133,331
+2,826
+2% +$48.1K
SU icon
1430
Suncor Energy
SU
$74.2B
$2.46M 0.01%
88,506
+7,855
+10% +$190K
NNN icon
1431
NNN REIT
NNN
$9.01B
$2.46M 0.01%
53,209
-13,892
-21% -$603K
PMM
1432
Franklin Managed Municipal Income Trust
PMM
$268M
$2.46M 0.01%
320,958
-6,863
-2% -$51.2K
PGRE
1433
DELISTED
Paramount Group
PGRE
$2.45M 0.01%
153,937
-67,140
-30% -$1.07M
MFIC icon
1434
MidCap Financial Investment
MFIC
$781M
$2.44M 0.01%
146,749
-6,546
-4% -$101K
BOI
1435
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$2.44M 0.01%
166,469
-25,732
-13% -$375K
MMSI icon
1436
Merit Medical Systems
MMSI
$5.21B
$2.44M 0.01%
131,708
-26,035
-17% -$452K
SNBR
1437
DELISTED
Sleep Number
SNBR
$2.43M 0.01%
125,596
-2,729
-2% -$52.1K
ROIC
1438
DELISTED
Retail Opportunity Investments Corp.
ROIC
$2.43M 0.01%
120,657
-26,028
-18% -$482K
EMHY icon
1439
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
$2.42M 0.01%
51,426
-28,358
-36% -$1.28M
ARIA
1440
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$2.42M 0.01%
378,568
-217,880
-37% -$1.22M
IDCC icon
1441
InterDigital
IDCC
$8.53B
$2.42M 0.01%
43,422
+6,711
+18% +$324K
CKP
1442
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$2.42M 0.01%
238,597
+31,650
+15% +$242K
IRDM icon
1443
Iridium Communications
IRDM
$5.13B
$2.41M 0.01%
306,772
+7,690
+3% +$55.3K
CTWS
1444
DELISTED
Connecticut Water Service Inc
CTWS
$2.41M 0.01%
53,487
-3,562
-6% -$148K
AFSI
1445
DELISTED
AmTrust Financial Services, Inc.
AFSI
$2.41M 0.01%
93,189
-4,069
-4% -$108K
RJF icon
1446
Raymond James Financial
RJF
$34.7B
$2.41M 0.01%
75,923
+54,624
+256% +$1.68M
AFFX
1447
DELISTED
Affymetrix Inc
AFFX
$2.41M 0.01%
171,815
-11,978
-7% -$164K
IBP icon
1448
Installed Building Products
IBP
$6.51B
$2.4M 0.01%
90,252
-23,004
-20% -$507K
NUVA
1449
DELISTED
NuVasive, Inc.
NUVA
$2.4M 0.01%
49,317
-4,896
-9% -$222K
PAAS icon
1450
Pan American Silver
PAAS
$20.3B
$2.4M 0.01%
220,612
-43,667
-17% -$374K
56 57
58
59 60

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.