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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVX
1426
DELISTED
Nuveen Calif Div Muni
NVX
$2.54M 0.01%
169,322
+75,217
+80% +$1.07M
XLB icon
1427
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$2.53M 0.01%
126,800
+14,000
+12% +$311K
JGV
1428
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$2.53M 0.01%
248,136
-11,634
-4% -$133K
ITRI icon
1429
Itron
ITRI
$4.54B
$2.53M 0.01%
79,191
-141
-0.2% -$4.4K
EGP icon
1430
EastGroup Properties
EGP
$10.9B
$2.52M 0.01%
46,616
-19,924
-30% -$1.12M
PMT
1431
PennyMac Mortgage Investment
PMT
$842M
$2.52M 0.01%
163,297
+20,750
+15% +$341K
HTLD icon
1432
Heartland Express
HTLD
$956M
$2.52M 0.01%
126,432
-1,881
-1% -$38.5K
TWOU
1433
DELISTED
2U Inc
TWOU
$2.52M 0.01%
+2,340
New +$2.41M
CNK icon
1434
Cinemark Holdings
CNK
$4.32B
$2.51M 0.01%
77,333
+8,839
+13% +$329K
OCSL icon
1435
Oaktree Specialty Lending
OCSL
$1.14B
$2.51M 0.01%
135,557
-11,425
-8% -$220K
GK
1436
DELISTED
G&K Services Inc
GK
$2.51M 0.01%
37,719
+2,918
+8% +$199K
JDD
1437
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$2.51M 0.01%
242,405
-51,714
-18% -$575K
GLOG
1438
DELISTED
GASLOG LTD
GLOG
$2.51M 0.01%
260,922
+166,625
+177% +$2.4M
IAF
1439
abrdn Australia Equity Fund
IAF
$127M
$2.51M 0.01%
156,182
-20,074
-11% -$351K
DTSI
1440
DELISTED
DTS, Inc.
DTSI
$2.5M 0.01%
93,663
+1,116
+1% +$31.2K
NXRT
1441
NexPoint Residential Trust
NXRT
$652M
$2.5M 0.01%
186,658
-28,936
-13% -$380K
ISCA
1442
DELISTED
International Speedway Corp
ISCA
$2.5M 0.01%
78,661
-5,054
-6% -$168K
HOMB icon
1443
Home BancShares
HOMB
$6.18B
$2.49M 0.01%
122,910
-17,108
-12% -$332K
JBL icon
1444
Jabil
JBL
$35.8B
$2.48M 0.01%
111,070
-54,756
-33% -$1.09M
IVC
1445
DELISTED
Invacare Corporation
IVC
$2.48M 0.01%
171,584
-4,639
-3% -$81.2K
VALE icon
1446
Vale
VALE
$62.6B
$2.48M 0.01%
590,566
-171,916
-23% -$878K
ETD icon
1447
Ethan Allen Interiors
ETD
$603M
$2.48M 0.01%
93,762
-46,455
-33% -$1.36M
HTGC icon
1448
Hercules Capital
HTGC
$3.23B
$2.48M 0.01%
244,864
-25,858
-10% -$293K
MDP
1449
DELISTED
Meredith Corporation
MDP
$2.47M 0.01%
58,016
-43,330
-43% -$2.06M
TGH
1450
DELISTED
Textainer Group Holdings limited
TGH
$2.47M 0.01%
149,801
+1,359
+0.9% +$26.9K
56 57
58
59 60

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.