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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACH
1426
Accendra Health
ACH
$227M
$3.24M 0.01%
98,926
-135,592
-58% -$4.61M
VMO icon
1427
Invesco Municipal Opportunity Trust
VMO
$656M
$3.23M 0.01%
258,126
+24,520
+10% +$305K
HR icon
1428
Healthcare Realty
HR
$7.07B
$3.23M 0.01%
139,252
+7,924
+6% +$192K
MGA icon
1429
Magna International
MGA
$19.2B
$3.23M 0.01%
67,948
+10,156
+18% +$557K
APC
1430
CALL
DELISTED
Anadarko Petroleum
APC
$3.23M 0.01%
+31,800
New +$3.43M
ROC
1431
DELISTED
ROCKWOOD HLDGS INC
ROC
$3.22M 0.01%
42,069
+22,419
+114% +$1.79M
ARNA
1432
DELISTED
Arena Pharmaceuticals Inc
ARNA
$3.21M 0.01%
76,669
+11,789
+18% +$526K
ACG
1433
DELISTED
AllianceBernstein Income Fund Inc
ACG
$3.21M 0.01%
428,132
-69,008
-14% -$518K
MYI icon
1434
BlackRock MuniYield Quality Fund III
MYI
$717M
$3.21M 0.01%
234,218
-13,453
-5% -$184K
DYAX
1435
DELISTED
DYAX CORPORATION
DYAX
$3.21M 0.01%
316,836
-25,580
-7% -$248K
COHR icon
1436
Coherent
COHR
$64.2B
$3.2M 0.01%
+272,233
New +$3.71M
FWONK icon
1437
Liberty Media Series C
FWONK
$24.1B
$3.2M 0.01%
+127,449
New +$3.26M
LFUS icon
1438
Littelfuse
LFUS
$11.7B
$3.2M 0.01%
37,596
+17,224
+85% +$1.57M
SPB icon
1439
Spectrum Brands
SPB
$2.08B
$3.19M 0.01%
35,286
+5,133
+17% +$441K
XLK icon
1440
State Street Technology Select Sector SPDR ETF
XLK
$122B
$3.19M 0.01%
160,110
+137,814
+618% +$2.73M
BKCC
1441
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3.19M 0.01%
373,941
+118,500
+46% +$1.07M
HIO
1442
Western Asset High Income Opportunity Fund
HIO
$339M
$3.19M 0.01%
551,399
-59,745
-10% -$354K
PCN
1443
PIMCO Corporate & Income Strategy Fund
PCN
$878M
$3.19M 0.01%
201,975
-46,231
-19% -$765K
GMLP
1444
DELISTED
Golar LNG Partners LP
GMLP
$3.19M 0.01%
91,839
-22,458
-20% -$814K
MFL
1445
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$3.18M 0.01%
228,639
+27,453
+14% +$377K
AROC icon
1446
Archrock
AROC
$5.95B
$3.18M 0.01%
71,696
-15,920
-18% -$699K
ARI
1447
Apollo Commercial Real Estate
ARI
$872M
$3.17M 0.01%
202,106
+41,645
+26% +$689K
CIT
1448
DELISTED
CIT Group Inc.
CIT
$3.17M 0.01%
69,054
-2,014
-3% -$95.4K
STLD icon
1449
Steel Dynamics
STLD
$38.1B
$3.17M 0.01%
140,009
-66,657
-32% -$1.46M
FRT icon
1450
Federal Realty Investment Trust
FRT
$10.5B
$3.16M 0.01%
26,688
+6,307
+31% +$774K
56 57
58
59 60

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.