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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
MP Materials
MP
$9.1B
| $520K | ﹤0.01% |
27,247
+1,720
| +7% | +$38.2K |
|
1402
KT
KT
$8.81B
| $518K | ﹤0.01% |
40,428
+62
| +0.2% | +$747 |
|
1403
Novavax
NVAX
$1.31B
| $512K | ﹤0.01% |
70,773
-9,829
| -12% | -$78.5K |
|
1404
Stock Yards Bancorp
SYBT
$2.6B
| $512K | ﹤0.01% |
13,027
-66
| -0.5% | -$2.99K |
|
1405
Qualys
QLYS
$6.35B
| $510K | ﹤0.01% |
3,342
-2,278
| -41% | -$328K |
|
|
VGR
1406
DELISTED
Vector Group Ltd.
VGR
| $510K | ﹤0.01% |
47,905
-53,393
| -53% | -$619K |
|
1407
New York Times
NYT
$10.2B
| $507K | ﹤0.01% |
+12,309
| New | +$518K |
|
1408
Jacobs Solutions
J
$17B
| $507K | ﹤0.01% |
4,489
-636
| -12% | -$68.5K |
|
1409
Manhattan Associates
MANH
$11.4B
| $506K | ﹤0.01% |
2,559
-2,181
| -46% | -$426K |
|
1410
Vuzix
VUZI
$224M
| $505K | ﹤0.01% |
139,089
-76,294
| -35% | -$338K |
|
1411
Bilibili
BILI
$7.84B
| $505K | ﹤0.01% |
36,662
+14,900
| +68% | +$230K |
|
1412
Spire
SR
$4.85B
| $504K | ﹤0.01% |
8,901
-147
| -2% | -$8.92K |
|
1413
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
| $503K | ﹤0.01% |
54,662
+14,575
| +36% | +$137K |
|
1414
MarketAxess Holdings
MKTX
$5.72B
| $502K | ﹤0.01% |
2,352
+91
| +4% | +$22.1K |
|
|
SVM
1415
Silvercorp Metals
SVM
$2.53B
| $502K | ﹤0.01% |
213,674
-89,457
| -30% | -$243K |
|
1416
Penske Automotive Group
PAG
$14.2B
| $502K | ﹤0.01% |
+3,004
| New | +$502K |
|
1417
Ingersoll Rand
IR
$33.7B
| $502K | ﹤0.01% |
7,871
-1,237
| -14% | -$82.3K |
|
1418
Roku
ROKU
$22.7B
| $501K | ﹤0.01% |
7,097
+1,283
| +22% | +$99.3K |
|
|
HSII
1419
DELISTED
Heidrick & Struggles
HSII
| $499K | ﹤0.01% |
+19,946
| New | +$533K |
|
1420
Cincinnati Financial
CINF
$27.1B
| $499K | ﹤0.01% |
4,875
-490
| -9% | -$51.2K |
|
|
LTC
1421
LTC Properties
LTC
$2.15B
| $498K | ﹤0.01% |
15,496
-19,645
| -56% | -$649K |
|
|
FL
1422
DELISTED
Foot Locker
FL
| $498K | ﹤0.01% |
28,684
-11,414
| -28% | -$255K |
|
1423
Toro Company
TTC
$9.49B
| $496K | ﹤0.01% |
5,965
-9,376
| -61% | -$903K |
|
|
GATO
1424
DELISTED
Gatos Silver, Inc.
GATO
| $496K | ﹤0.01% |
95,657
-50,952
| -35% | -$245K |
|
1425
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
| $495K | ﹤0.01% |
37,836
-371
| -1% | -$5.24K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.