We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTU icon
1401
Peabody Energy
BTU
$2.9B
$608K 0.01%
23,766
-2,116
-8% -$56.2K
LPG icon
1402
Dorian LPG
LPG
$1.96B
$606K 0.01%
30,379
-12,428
-29% -$253K
FLG
1403
Flagstar Bank National Association
FLG
$5.82B
$605K 0.01%
22,311
-842
-4% -$22.8K
XYL icon
1404
Xylem
XYL
$28.1B
$604K 0.01%
5,771
+2,509
+77% +$262K
NGG icon
1405
National Grid
NGG
$81.3B
$603K 0.01%
9,417
+628
+7% +$37.6K
HPP
1406
Hudson Pacific Properties
HPP
$779M
$603K 0.01%
12,954
-1,083
-8% -$69.6K
HQY icon
1407
HealthEquity
HQY
$8.75B
$603K 0.01%
10,267
+3,749
+58% +$228K
PPLT
1408
abrdn Physical Platinum Shares ETF
PPLT
$2.04B
$602K 0.01%
65,520
+24,660
+60% +$226K
NVAX icon
1409
Novavax
NVAX
$1.31B
$602K 0.01%
86,804
+28,977
+50% +$267K
SHOO icon
1410
Steven Madden
SHOO
$3.55B
$601K 0.01%
16,706
-944
-5% -$32.7K
DRD
1411
DRDGold
DRD
$2.05B
$600K 0.01%
+62,660
New +$503K
DEA
1412
Easterly Government Properties
DEA
$1.18B
$598K 0.01%
17,418
+1,490
+9% +$55.9K
VCSH icon
1413
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$598K 0.01%
7,841
-8
-0.1% -$606
BNS icon
1414
Scotiabank
BNS
$108B
$597K 0.01%
11,856
-113
-0.9% -$5.8K
GL icon
1415
Globe Life
GL
$14.3B
$597K 0.01%
5,424
+2,310
+74% +$271K
PINS icon
1416
Pinterest
PINS
$13.4B
$597K 0.01%
21,874
+6,977
+47% +$181K
OC icon
1417
Owens Corning
OC
$12.4B
$596K 0.01%
+6,223
New +$589K
CIB icon
1418
Grupo Cibest SA
CIB
$21.1B
$595K 0.01%
+23,685
New +$640K
GMS
1419
DELISTED
GMS Inc
GMS
$593K 0.01%
10,248
-9,660
-49% -$547K
SHG icon
1420
Shinhan Financial Group
SHG
$35.6B
$593K 0.01%
22,014
-550
-2% -$16.8K
FINS
1421
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
$593K 0.01%
48,055
-689
-1% -$8.91K
TECK icon
1422
Teck Resources
TECK
$32.6B
$588K 0.01%
16,120
+2,450
+18% +$97.2K
GLNG icon
1423
Golar LNG
GLNG
$5.13B
$588K 0.01%
+27,235
New +$610K
IBKR icon
1424
Interactive Brokers
IBKR
$39.8B
$588K ﹤0.01%
28,484
+8,660
+44% +$176K
BJ icon
1425
BJs Wholesale Club
BJ
$12.3B
$587K ﹤0.01%
7,713
-3,783
-33% -$275K
55 56
57
58 59

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.