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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFN
1401
PIMCO Income Strategy Fund II
PFN
$703M
$1.02M 0.01%
100,717
-55,857
-36% -$605K
XEC
1402
DELISTED
CIMAREX ENERGY CO
XEC
$1.02M 0.01%
11,704
-5,700
-33% -$396K
PGRE
1403
DELISTED
Paramount Group
PGRE
$1.02M 0.01%
+113,476
New +$1.05M
PINS icon
1404
Pinterest
PINS
$13.4B
$1.02M 0.01%
20,000
+6,663
+50% +$409K
BJ icon
1405
BJs Wholesale Club
BJ
$12.3B
$1.02M 0.01%
18,520
-14,295
-44% -$763K
ACGL icon
1406
Arch Capital
ACGL
$33.6B
$1.01M 0.01%
26,571
+1,534
+6% +$60.8K
WKC icon
1407
World Kinect Corp
WKC
$1.86B
$1.01M 0.01%
30,137
-72,488
-71% -$2.32M
SBRA icon
1408
Sabra Healthcare REIT
SBRA
$5.37B
$1.01M 0.01%
68,780
-24,381
-26% -$412K
HUBS icon
1409
HubSpot
HUBS
$10.5B
$1.01M 0.01%
1,494
+205
+16% +$132K
NMFC icon
1410
New Mountain Finance
NMFC
$732M
$1.01M 0.01%
75,547
-71,205
-49% -$952K
BYND icon
1411
Beyond Meat
BYND
$277M
$1M 0.01%
9,521
+418
+5% +$51.1K
BOOM icon
1412
DMC Global
BOOM
$157M
$1M 0.01%
27,131
+1,268
+5% +$54.9K
FULT icon
1413
Fulton Financial
FULT
$4.64B
$997K 0.01%
65,269
-38,756
-37% -$600K
LECO icon
1414
Lincoln Electric
LECO
$15.4B
$997K 0.01%
7,738
+268
+4% +$36.5K
SPCE icon
1415
Virgin Galactic
SPCE
$398M
$996K 0.01%
1,968
+11
+0.6% +$6.53K
GEF icon
1416
Greif
GEF
$5.04B
$994K 0.01%
15,385
-12,797
-45% -$792K
EFOR
1417
Everforth Inc
EFOR
$1.32B
$993K 0.01%
8,774
-665
-7% -$70K
JPC icon
1418
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$993K 0.01%
100,339
+55,877
+126% +$558K
RVNC
1419
DELISTED
Revance Therapeutics, Inc.
RVNC
$992K 0.01%
35,604
-827
-2% -$23.6K
AGR
1420
DELISTED
Avangrid, Inc.
AGR
$992K 0.01%
20,407
+222
+1% +$11.7K
MDB icon
1421
MongoDB
MDB
$32.1B
$990K 0.01%
2,099
+265
+14% +$107K
NET icon
1422
Cloudflare
NET
$107B
$988K 0.01%
8,772
+4,324
+97% +$517K
PBH icon
1423
Prestige Consumer Healthcare
PBH
$2.6B
$987K 0.01%
17,598
-2,133
-11% -$117K
AMLP icon
1424
Alerian MLP ETF
AMLP
$12.8B
$986K 0.01%
29,583
-44,107
-60% -$1.47M
LCID icon
1425
Lucid Motors
LCID
$2.77B
$986K 0.01%
+3,884
New +$900K
55 56
57
58 59

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.