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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLA icon
1401
Stellantis
STLA
$20.8B
$1M 0.01%
56,327
+6,709
+14% +$113K
RNG icon
1402
RingCentral
RNG
$5.28B
$998K 0.01%
3,352
-681
-17% -$250K
TD icon
1403
Toronto Dominion Bank
TD
$200B
$997K 0.01%
15,284
+9,743
+176% +$595K
CP icon
1404
Canadian Pacific Kansas City
CP
$80.5B
$994K 0.01%
13,100
+200
+2% +$14.4K
BWXT icon
1405
BWX Technologies
BWXT
$15.6B
$992K 0.01%
15,048
-3,947
-21% -$236K
PCG icon
1406
PG&E
PCG
$38.5B
$991K 0.01%
84,629
-13,180
-13% -$153K
PAI
1407
Western Asset Investment Grade Income Fund
PAI
$114M
$986K 0.01%
65,005
-11,614
-15% -$179K
W icon
1408
Wayfair
W
$14.6B
$983K 0.01%
3,123
-1,698
-35% -$501K
PUMP icon
1409
ProPetro Holding
PUMP
$1.35B
$982K 0.01%
92,152
+42,121
+84% +$418K
DFP
1410
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$974K 0.01%
32,350
-12,925
-29% -$378K
WIW
1411
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$974K 0.01%
80,046
+3,121
+4% +$38.4K
HZO icon
1412
MarineMax
HZO
$788M
$972K 0.01%
19,689
-17,621
-47% -$831K
RVNC
1413
DELISTED
Revance Therapeutics, Inc.
RVNC
$972K 0.01%
34,764
+16,578
+91% +$459K
AEGN
1414
DELISTED
Aegion Corp
AEGN
$972K 0.01%
+33,818
New +$807K
PCI
1415
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$970K 0.01%
43,543
+3,007
+7% +$65.2K
TCBI icon
1416
Texas Capital Bancshares
TCBI
$4.32B
$968K 0.01%
13,655
+5,350
+64% +$393K
MWA icon
1417
Mueller Water Products
MWA
$4.16B
$967K 0.01%
69,583
+6,555
+10% +$85.1K
TTMI icon
1418
TTM Technologies
TTMI
$14.5B
$964K 0.01%
66,471
+8,486
+15% +$120K
NML
1419
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$960K 0.01%
228,641
-62,745
-22% -$247K
ZEUS
1420
DELISTED
Olympic Steel
ZEUS
$960K 0.01%
32,607
+19,718
+153% +$382K
SYNA icon
1421
Synaptics
SYNA
$4.15B
$959K 0.01%
7,083
-213
-3% -$25.9K
TTC icon
1422
Toro Company
TTC
$9.49B
$956K 0.01%
9,269
+476
+5% +$47.6K
THRM icon
1423
Gentherm
THRM
$1.27B
$954K 0.01%
12,871
-7,591
-37% -$539K
TPCO
1424
DELISTED
Tribune Publishing Company Common Stock
TPCO
$952K 0.01%
52,917
+32,019
+153% +$518K
EPRT icon
1425
Essential Properties Realty Trust
EPRT
$6.62B
$950K 0.01%
41,627
-27,523
-40% -$616K
55 56
57
58 59

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.