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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIC
1401
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$881K 0.01%
23,450
-39,107
-63% -$1.2M
BGR icon
1402
BlackRock Energy and Resources Trust
BGR
$405M
$880K 0.01%
123,987
-44,538
-26% -$295K
GDOT icon
1403
Green Dot
GDOT
$745M
$878K 0.01%
+15,736
New +$894K
SGI
1404
Somnigroup International
SGI
$13.7B
$878K 0.01%
32,508
+3,056
+10% +$74.5K
CIG icon
1405
CEMIG Preferred Shares
CIG
$6.01B
$876K 0.01%
573,128
-238,177
-29% -$290K
EC icon
1406
Ecopetrol
EC
$34.5B
$870K 0.01%
67,392
+11,226
+20% +$127K
MSTR icon
1407
Strategy Inc
MSTR
$38.4B
$870K 0.01%
+22,400
New +$523K
CHT icon
1408
Chunghwa Telecom
CHT
$33B
$869K 0.01%
22,511
-2,661
-11% -$101K
PLMR icon
1409
Palomar
PLMR
$3.45B
$869K 0.01%
+9,780
New +$823K
COUP
1410
DELISTED
Coupa Software Incorporated
COUP
$865K 0.01%
2,551
-2,091
-45% -$647K
M icon
1411
Macy's
M
$6.68B
$864K 0.01%
76,786
-90,399
-54% -$773K
TCBK icon
1412
TriCo Bancshares
TCBK
$1.83B
$863K 0.01%
24,459
+9,754
+66% +$308K
AEIS icon
1413
Advanced Energy
AEIS
$13B
$861K 0.01%
8,881
+1,214
+16% +$103K
PCI
1414
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$859K 0.01%
40,536
+7,224
+22% +$145K
FULT icon
1415
Fulton Financial
FULT
$4.64B
$856K 0.01%
+67,324
New +$800K
SFNC icon
1416
Simmons First National
SFNC
$3.39B
$856K 0.01%
39,627
+1,998
+5% +$38.1K
PODD icon
1417
Insulet
PODD
$9.79B
$855K 0.01%
3,346
+1,596
+91% +$396K
VEDL
1418
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$855K 0.01%
97,351
+12,382
+15% +$80.9K
MHF
1419
Western Asset Municipal High Income Fund
MHF
$153M
$849K 0.01%
113,174
+79,742
+239% +$588K
SLAB icon
1420
Silicon Laboratories
SLAB
$7.23B
$845K 0.01%
6,637
+16
+0.2% +$1.8K
SAFM
1421
DELISTED
Sanderson Farms Inc
SAFM
$844K 0.01%
6,388
-3,870
-38% -$510K
KB icon
1422
KB Financial Group
KB
$43.5B
$843K 0.01%
21,274
-1,355
-6% -$53K
LL
1423
DELISTED
LL Flooring Holdings, Inc.
LL
$840K 0.01%
+27,340
New +$760K
VIVO
1424
DELISTED
Meridian Bioscience Inc
VIVO
$840K 0.01%
+44,940
New +$839K
PDT
1425
John Hancock Premium Dividend Fund
PDT
$626M
$837K 0.01%
+59,058
New +$798K
55 56
57
58 59

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.