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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
(+6.4%)
Cap. Flow
-$35.2M
Cap. Flow
% of AUM
-0.26%
Top 10 Holdings %
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$251M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$91.6M |
| 3 |
Truist Financial
TFC
|
+$10.3M |
| 4 |
Exelon
EXC
|
+$9.3M |
| 5 |
Freeport-McMoran
FCX
|
+$7.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$90.9M |
| 2 |
Apple
AAPL
|
+$35.8M |
| 3 |
CELG
Celgene Corp
CELG
|
+$33.4M |
| 4 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$32.5M |
| 5 |
Microsoft
MSFT
|
+$32.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.39% |
| 2 | Financials | 10.11% |
| 3 | Healthcare | 10% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Industrials | 7.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LBAI
1401
DELISTED
Lakeland Bancorp Inc
LBAI
| $868K | 0.01% |
49,936
-30,577
| -38% | -$503K |
|
1402
Flowserve
FLS
$10.1B
| $867K | 0.01% |
17,425
-264
| -1% | -$12.6K |
|
1403
Hanmi Financial
HAFC
$956M
| $865K | 0.01% |
43,282
| – | – |
|
1404
Universal Corp
UVV
$1.29B
| $864K | 0.01% |
15,136
-5,198
| -26% | -$281K |
|
|
WBC
1405
DELISTED
WABCO HOLDINGS INC.
WBC
| $860K | 0.01% |
6,345
+1,873
| +42% | +$253K |
|
1406
Ralph Lauren
RL
$23B
| $858K | 0.01% |
7,328
-4,778
| -39% | -$503K |
|
|
TGNA
1407
DELISTED
TEGNA Inc
TGNA
| $857K | 0.01% |
51,354
-5,938
| -10% | -$92.4K |
|
1408
RLJ Lodging Trust
RLJ
$1.89B
| $855K | 0.01% |
48,237
+6,939
| +17% | +$118K |
|
1409
Telephone and Data Systems
TDS
$4.01B
| $853K | 0.01% |
33,541
-5,673
| -14% | -$139K |
|
1410
Marten Transport
MRTN
$1.22B
| $852K | 0.01% |
59,484
+2,418
| +4% | +$34.5K |
|
1411
Chesapeake Utilities
CPK
$3.18B
| $851K | 0.01% |
8,884
+726
| +9% | +$67.5K |
|
|
MMD
1412
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
| $851K | 0.01% |
40,444
-40,907
| -50% | -$852K |
|
|
ORAN
1413
DELISTED
Orange
ORAN
| $850K | 0.01% |
58,256
+1,971
| +4% | +$31K |
|
1414
Standex International
SXI
$3.92B
| $848K | 0.01% |
10,693
+2,629
| +33% | +$200K |
|
1415
Brown & Brown
BRO
$23.8B
| $845K | 0.01% |
21,404
+3,066
| +17% | +$115K |
|
1416
Plains All American Pipeline
PAA
$16.4B
| $836K | 0.01% |
45,446
+22,464
| +98% | +$413K |
|
|
DIAX
1417
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $833K | 0.01% |
+47,156
| New | +$840K |
|
1418
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
| $831K | 0.01% |
24,323
+4,650
| +24% | +$157K |
|
|
SWN
1419
DELISTED
Southwestern Energy Company
SWN
| $831K | 0.01% |
343,347
+168,520
| +96% | +$348K |
|
1420
Liberty Global Class A
LBTYA
$3.6B
| $826K | 0.01% |
36,331
-4,180
| -10% | -$98.5K |
|
|
NATI
1421
DELISTED
National Instruments Corp
NATI
| $826K | 0.01% |
19,518
+10,329
| +112% | +$432K |
|
|
THQ
1422
abrdn Healthcare Opportunities Fund
THQ
$782M
| $823K | 0.01% |
43,121
+4,821
| +13% | +$87.3K |
|
|
CHK
1423
DELISTED
Chesapeake Energy Corporation
CHK
| $823K | 0.01% |
+4,987
| New | +$1M |
|
1424
Rollins
ROL
$17.9B
| $822K | 0.01% |
37,205
+1,190
| +3% | +$28.2K |
|
1425
Lattice Semiconductor
LSCC
$18.4B
| $819K | 0.01% |
42,801
+13,919
| +48% | +$267K |
|
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Guggenheim Capital's Q4 2019 Portfolio in Review
As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
- Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
- Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
- Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
- Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
- Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.
Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.