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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLS icon
1401
Flowserve
FLS
$10B
$827K 0.01%
17,689
+1
+0% +$47
RAMP icon
1402
LiveRamp
RAMP
$2.3B
$818K 0.01%
19,032
-4,142
-18% -$193K
ROL icon
1403
Rollins
ROL
$18.1B
$818K 0.01%
36,015
+2,338
+7% +$53.7K
AVNS
1404
DELISTED
Avanos Medical
AVNS
$817K 0.01%
21,803
-4,281
-16% -$163K
SPH icon
1405
Suburban Propane Partners
SPH
$1.18B
$817K 0.01%
34,590
+4,183
+14% +$98.7K
TBI
1406
Trueblue
TBI
$301M
$817K 0.01%
38,712
+6,555
+20% +$136K
AROC icon
1407
Archrock
AROC
$5.95B
$815K 0.01%
81,698
-43,647
-35% -$435K
BANR icon
1408
Banner Corp
BANR
$2.4B
$814K 0.01%
14,488
-2,613
-15% -$144K
FFIN icon
1409
First Financial Bankshares
FFIN
$5.06B
$814K 0.01%
24,421
-3,190
-12% -$100K
WIX icon
1410
WIX.com
WIX
$2.7B
$814K 0.01%
6,974
+2,213
+46% +$308K
HAFC icon
1411
Hanmi Financial
HAFC
$961M
$813K 0.01%
43,282
-461
-1% -$9.09K
LDP icon
1412
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$813K 0.01%
+31,766
New +$801K
HIBB
1413
DELISTED
Hibbett, Inc. Common Stock
HIBB
$812K 0.01%
35,477
+24,216
+215% +$441K
KBH icon
1414
KB Home
KBH
$3.61B
$804K 0.01%
23,656
-31,155
-57% -$872K
ESE icon
1415
ESCO Technologies
ESE
$8.49B
$802K 0.01%
10,079
+1,588
+19% +$126K
PDM
1416
Piedmont Realty Trust
PDM
$1.21B
$800K 0.01%
38,304
-7,214
-16% -$146K
EPRT icon
1417
Essential Properties Realty Trust
EPRT
$6.65B
$798K 0.01%
34,825
+14,785
+74% +$318K
CRL icon
1418
Charles River Laboratories
CRL
$12.6B
$797K 0.01%
6,025
+353
+6% +$47.3K
ET icon
1419
Energy Transfer Partners
ET
$70B
$797K 0.01%
60,897
+9,889
+19% +$138K
CDP icon
1420
COPT Defense Properties
CDP
$4.24B
$794K 0.01%
26,651
-3,365
-11% -$95.2K
MTH icon
1421
Meritage Homes
MTH
$4.88B
$793K 0.01%
22,552
+14,458
+179% +$451K
CCS icon
1422
Century Communities
CCS
$2.03B
$792K 0.01%
25,859
+17,469
+208% +$487K
MRTN icon
1423
Marten Transport
MRTN
$1.22B
$791K 0.01%
57,066
+252
+0.4% +$3.3K
FSD
1424
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$788K 0.01%
51,986
+8,773
+20% +$131K
STAG icon
1425
STAG Industrial
STAG
$7.19B
$782K 0.01%
26,499
-16,387
-38% -$486K
55 56
57
58 59

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.