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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBF icon
1401
Ennis
EBF
$566M
$1.51M 0.01%
74,038
-463
-0.6% -$9.78K
HRZN icon
1402
Horizon Technology Finance
HRZN
$310M
$1.51M 0.01%
132,350
-6,767
-5% -$74.5K
NVEC icon
1403
NVE Corp
NVEC
$619M
$1.51M 0.01%
14,257
-2,792
-16% -$322K
ETD icon
1404
Ethan Allen Interiors
ETD
$602M
$1.51M 0.01%
72,732
-1,680
-2% -$38.5K
ACHC icon
1405
Acadia Healthcare
ACHC
$2.87B
$1.5M 0.01%
42,627
+7,731
+22% +$308K
MGM icon
1406
MGM Resorts International
MGM
$11.5B
$1.5M 0.01%
53,765
-73,354
-58% -$2.13M
HBI
1407
DELISTED
Hanesbrands
HBI
$1.5M 0.01%
81,294
-20,701
-20% -$402K
MAT icon
1408
Mattel
MAT
$4.26B
$1.5M 0.01%
95,369
-34,781
-27% -$557K
INFO
1409
DELISTED
IHS Markit Ltd. Common Shares
INFO
$1.5M 0.01%
27,773
-2,037
-7% -$110K
CORT icon
1410
Corcept Therapeutics
CORT
$11.7B
$1.5M 0.01%
106,778
+18,236
+21% +$255K
KS
1411
DELISTED
KapStone Paper and Pack Corp.
KS
$1.49M 0.01%
44,012
+837
+2% +$28.8K
LLL
1412
DELISTED
L3 Technologies, Inc.
LLL
$1.49M 0.01%
7,018
-2,304
-25% -$480K
GATX icon
1413
GATX Corp
GATX
$6.35B
$1.49M 0.01%
17,209
-4,500
-21% -$373K
SHEN icon
1414
Shenandoah Telecom
SHEN
$762M
$1.49M 0.01%
+38,408
New +$1.37M
CZR icon
1415
Caesars Entertainment
CZR
$6.14B
$1.49M 0.01%
30,595
+25,449
+495% +$1.15M
MUA icon
1416
BlackRock MuniAssets Fund
MUA
$518M
$1.49M 0.01%
114,480
+33,221
+41% +$441K
PNI
1417
PIMCO New York Municipal Income Fund II
PNI
$76.7M
$1.48M 0.01%
128,405
-2,819
-2% -$31.3K
STAG icon
1418
STAG Industrial
STAG
$7.1B
$1.48M 0.01%
53,731
+13,073
+32% +$364K
PRI icon
1419
Primerica
PRI
$10.1B
$1.48M 0.01%
12,241
-3,642
-23% -$422K
AGI icon
1420
Alamos Gold
AGI
$13.1B
$1.47M 0.01%
319,298
+51,766
+19% +$255K
AMED
1421
DELISTED
Amedisys
AMED
$1.47M 0.01%
11,772
+2,304
+24% +$254K
PML
1422
PIMCO Municipal Income Fund II
PML
$487M
$1.47M 0.01%
110,960
-12,075
-10% -$159K
PFX icon
1423
PhenixFIN
PFX
$88.1M
$1.47M 0.01%
19,183
-1,115
-5% -$82.2K
DO
1424
DELISTED
Diamond Offshore Drilling
DO
$1.47M 0.01%
73,219
-3,750
-5% -$68.9K
PMF
1425
DELISTED
PIMCO Municipal Income Fund
PMF
$1.46M 0.01%
112,373
+38,711
+53% +$513K
55 56
57
58 59

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.