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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEI icon
1401
Douglas Emmett
DEI
$1.96B
$2.78M 0.01%
75,646
-187
-0.2% -$7K
NUS icon
1402
Nu Skin
NUS
$267M
$2.78M 0.01%
37,716
-5,137
-12% -$365K
SJR
1403
DELISTED
Shaw Communications Inc.
SJR
$2.78M 0.01%
144,204
-29,671
-17% -$609K
FORM icon
1404
FormFactor
FORM
$9.17B
$2.78M 0.01%
+203,452
New +$2.94M
BGC icon
1405
BGC Group
BGC
$4.89B
$2.77M 0.01%
320,913
+36,852
+13% +$332K
BIG
1406
DELISTED
Big Lots, Inc.
BIG
$2.77M 0.01%
63,702
+1,772
+3% +$97.1K
BCV
1407
Bancroft Fund
BCV
$139M
$2.77M 0.01%
131,910
+785
+0.6% +$17.1K
TEN
1408
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$2.75M 0.01%
50,147
-27,360
-35% -$1.56M
GBT
1409
DELISTED
Global Blood Therapeutics, Inc.
GBT
$2.74M 0.01%
56,721
-1,878
-3% -$105K
KNOP icon
1410
KNOT Offshore Partners
KNOP
$366M
$2.74M 0.01%
138,313
+8,256
+6% +$171K
FEI
1411
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$2.73M 0.01%
223,163
+31,088
+16% +$450K
UL icon
1412
Unilever
UL
$136B
$2.73M 0.01%
43,600
-1,239
-3% -$75.4K
AU icon
1413
AngloGold Ashanti
AU
$48.7B
$2.72M 0.01%
286,837
-38,397
-12% -$391K
ARR
1414
Armour Residential REIT
ARR
$2.36B
$2.71M 0.01%
23,324
-17,091
-42% -$2M
HUBB icon
1415
Hubbell
HUBB
$27.2B
$2.71M 0.01%
22,290
-61,556
-73% -$8.1M
IMMU
1416
DELISTED
Immunomedics Inc
IMMU
$2.71M 0.01%
185,415
-19,965
-10% -$326K
AREX
1417
DELISTED
Approach Resources Inc.
AREX
$2.71M 0.01%
1,038,003
-1,119,782
-52% -$3.45M
MUR icon
1418
Murphy Oil
MUR
$4.78B
$2.71M 0.01%
104,665
-3,126
-3% -$90.4K
DBI icon
1419
Designer Brands
DBI
$333M
$2.7M 0.01%
120,202
+3,767
+3% +$77.4K
OIA icon
1420
Invesco Municipal Income Opportunities Trust
OIA
$292M
$2.69M 0.01%
363,369
-50,843
-12% -$392K
MSEX icon
1421
Middlesex Water
MSEX
$1.1B
$2.69M 0.01%
73,238
+2,006
+3% +$74.3K
COKE icon
1422
Coca-Cola Consolidated
COKE
$12.8B
$2.68M 0.01%
155,320
+2,110
+1% +$40.3K
POST icon
1423
Post Holdings
POST
$3.57B
$2.68M 0.01%
54,015
-36,443
-40% -$1.84M
RHP icon
1424
Ryman Hospitality Properties
RHP
$7.63B
$2.68M 0.01%
34,565
-1,060
-3% -$77.5K
CNSL
1425
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$2.68M 0.01%
244,141
-22,897
-9% -$275K
55 56
57
58 59

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.