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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
Viper Energy
VNOM
$8.71B
| $2.84M | 0.01% |
121,588
+28,617
| +31% | +$580K |
|
|
LNW
1402
DELISTED
Light & Wonder
LNW
| $2.83M | 0.01% |
55,158
-5,190
| -9% | -$253K |
|
1403
Lloyds Banking Group
LYG
$89.5B
| $2.83M | 0.01% |
754,385
+30,832
| +4% | +$111K |
|
|
RSPP
1404
DELISTED
RSP Permian, Inc.
RSPP
| $2.83M | 0.01% |
69,439
-6,909
| -9% | -$248K |
|
|
KRA
1405
DELISTED
Kraton Corporation
KRA
| $2.82M | 0.01% |
58,553
-22,304
| -28% | -$1.03M |
|
1406
ANI Pharmaceuticals
ANIP
$1.8B
| $2.82M | 0.01% |
43,691
-8,675
| -17% | -$540K |
|
1407
Banco Bilbao Vizcaya Argentaria
BBVA
$154B
| $2.82M | 0.01% |
331,302
-28,242
| -8% | -$240K |
|
1408
ProShares Investment Grade-Interest Rate Hedged
IGHG
$330M
| $2.82M | 0.01% |
36,557
-2,047
| -5% | -$157K |
|
|
ISCA
1409
DELISTED
International Speedway Corp
ISCA
| $2.81M | 0.01% |
70,466
-1,944
| -3% | -$77.2K |
|
1410
Moelis & Co
MC
$4.97B
| $2.81M | 0.01% |
57,876
-8,539
| -13% | -$386K |
|
1411
Pan American Silver
PAAS
$18.2B
| $2.81M | 0.01% |
180,347
+1,125
| +0.6% | +$17.8K |
|
|
QVCGA
1412
DELISTED
QVC Group Inc Series A
QVCGA
| $2.8M | 0.01% |
2,362
-1,280
| -35% | -$1.48M |
|
1413
Coherent
COHR
$51.4B
| $2.8M | 0.01% |
59,655
-28,567
| -32% | -$1.28M |
|
1414
Spire
SR
$4.72B
| $2.8M | 0.01% |
37,232
-4,300
| -10% | -$333K |
|
|
POT
1415
DELISTED
Potash Corp Of Saskatchewan
POT
| $2.79M | 0.01% |
135,333
-23,360
| -15% | -$453K |
|
1416
Synaptics
SYNA
$4.19B
| $2.79M | 0.01% |
69,906
+40,585
| +138% | +$1.55M |
|
|
BKS
1417
DELISTED
Barnes & Noble
BKS
| $2.79M | 0.01% |
417,290
+254,667
| +157% | +$1.8M |
|
1418
Nordic American Tanker
NAT
$1.38B
| $2.79M | 0.01% |
1,135,640
+262,039
| +30% | +$1.08M |
|
1419
Unilever
UL
$137B
| $2.79M | 0.01% |
44,839
-20,045
| -31% | -$1.27M |
|
1420
Avis
CAR
$4.86B
| $2.79M | 0.01% |
63,568
-176,147
| -73% | -$7.01M |
|
1421
Pitney Bowes
PBI
$2.4B
| $2.78M | 0.01% |
248,470
-80,861
| -25% | -$953K |
|
|
SIR
1422
DELISTED
SELECT INCOME REIT
SIR
| $2.77M | 0.01% |
251,069
-50,787
| -17% | -$555K |
|
|
CLD
1423
DELISTED
Cloud Peak Energy Inc
CLD
| $2.77M | 0.01% |
622,882
+476,140
| +324% | +$2M |
|
1424
MarineMax
HZO
$759M
| $2.77M | 0.01% |
146,410
-27,052
| -16% | -$521K |
|
|
MFL
1425
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $2.77M | 0.01% |
189,368
+31,386
| +20% | +$468K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.