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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STWD icon
1401
Starwood Property Trust
STWD
$5.92B
$2.94M 0.01%
135,342
-13,436
-9% -$296K
WMS icon
1402
Advanced Drainage Systems
WMS
$10.6B
$2.93M 0.01%
144,629
+6,864
+5% +$138K
PATK icon
1403
Patrick Industries
PATK
$2.74B
$2.93M 0.01%
78,273
+6,777
+9% +$224K
QCP
1404
DELISTED
Quality Care Properties, Inc.
QCP
$2.93M 0.01%
188,753
-17,003
-8% -$270K
AFB
1405
AllianceBernstein National Municipal Income Fund
AFB
$313M
$2.92M 0.01%
209,354
+40,834
+24% +$569K
DLNG icon
1406
Dynagas LNG Partners
DLNG
$132M
$2.92M 0.01%
209,356
+25,238
+14% +$362K
WKC icon
1407
World Kinect Corp
WKC
$2.04B
$2.92M 0.01%
86,019
-6,669
-7% -$238K
ARCB icon
1408
ArcBest
ARCB
$3.23B
$2.91M 0.01%
86,979
-46,274
-35% -$1.22M
IJH icon
1409
iShares Core S&P Mid-Cap ETF
IJH
$122B
$2.91M 0.01%
81,340
-2,875
-3% -$100K
ONTO icon
1410
Onto Innovation
ONTO
$12.9B
$2.91M 0.01%
100,980
+9,019
+10% +$237K
MZTI
1411
The Marzetti Company
MZTI
$2.93B
$2.9M 0.01%
24,103
-14,279
-37% -$1.72M
AKP
1412
DELISTED
Alliance Californa Muni Fd
AKP
$2.89M 0.01%
209,482
+4,280
+2% +$59.2K
BSL
1413
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$2.88M 0.01%
164,037
+22,537
+16% +$398K
SWBI icon
1414
Smith & Wesson
SWBI
$651M
$2.88M 0.01%
245,509
-6,398
-3% -$90.2K
HZO icon
1415
MarineMax
HZO
$759M
$2.87M 0.01%
173,462
+25,799
+17% +$421K
EQM
1416
DELISTED
EQM Midstream Partners, LP
EQM
$2.87M 0.01%
38,255
-14,780
-28% -$1.11M
MC icon
1417
Moelis & Co
MC
$4.97B
$2.86M 0.01%
66,415
+33,849
+104% +$1.35M
CCEC
1418
Capital Clean Energy Carriers
CCEC
$1.34B
$2.85M 0.01%
116,433
-2,269
-2% -$57.5K
SQM icon
1419
Sociedad Química y Minera de Chile
SQM
$19.2B
$2.84M 0.01%
51,084
+15,266
+43% +$686K
HRG
1420
DELISTED
HRG Group, Inc.
HRG
$2.84M 0.01%
182,058
+51,037
+39% +$824K
PAGP icon
1421
Plains GP Holdings
PAGP
$5.21B
$2.83M 0.01%
129,626
+61,249
+90% +$1.45M
ABEV icon
1422
Ambev
ABEV
$48.1B
$2.83M 0.01%
430,296
+30,630
+8% +$190K
DEI icon
1423
Douglas Emmett
DEI
$1.98B
$2.83M 0.01%
71,851
+5,363
+8% +$205K
HMSY
1424
DELISTED
HMS Holdings Corp.
HMSY
$2.82M 0.01%
142,016
+72,259
+104% +$1.34M
IPXL
1425
DELISTED
Impax Laboratories, Inc.
IPXL
$2.82M 0.01%
138,764
-28,704
-17% -$549K
55 56
57
58 59

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.