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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSTC
1401
DELISTED
West Corporation
WSTC
$2.84M 0.01%
114,825
-54,676
-32% -$1.27M
ATCO
1402
DELISTED
Atlas Corp.
ATCO
$2.84M 0.01%
310,904
+88,795
+40% +$941K
E icon
1403
ENI
E
$76.5B
$2.84M 0.01%
88,017
-8,208
-9% -$240K
NVS icon
1404
Novartis
NVS
$294B
$2.84M 0.01%
43,475
-40,948
-49% -$2.66M
HYI
1405
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$2.83M 0.01%
188,506
-25,729
-12% -$384K
USFD icon
1406
US Foods
USFD
$22.1B
$2.82M 0.01%
+102,780
New +$2.47M
CLVS
1407
DELISTED
Clovis Oncology, Inc.
CLVS
$2.82M 0.01%
+63,568
New +$2.24M
ARR
1408
Armour Residential REIT
ARR
$2.35B
$2.82M 0.01%
26,015
+12,455
+92% +$1.38M
GIII icon
1409
G-III Apparel Group
GIII
$1.54B
$2.82M 0.01%
95,464
+64,952
+213% +$1.89M
PANW icon
1410
Palo Alto Networks
PANW
$296B
$2.82M 0.01%
135,396
+3,972
+3% +$95.2K
LCII icon
1411
LCI Industries
LCII
$2.61B
$2.82M 0.01%
26,182
+261
+1% +$26K
PLCE icon
1412
Children's Place
PLCE
$58M
$2.81M 0.01%
27,866
+11,866
+74% +$1.07M
SBRA icon
1413
Sabra Healthcare REIT
SBRA
$5.32B
$2.79M 0.01%
114,390
+39,784
+53% +$912K
IRWD icon
1414
Ironwood Pharmaceuticals
IRWD
$683M
$2.79M 0.01%
217,897
-29,919
-12% -$378K
MDCO
1415
DELISTED
Medicines Co
MDCO
$2.79M 0.01%
82,134
-17,380
-17% -$616K
NTCT icon
1416
NETSCOUT
NTCT
$2.98B
$2.79M 0.01%
88,477
+7,837
+10% +$240K
DMC
1417
Del Monte Corp
DMC
$1.4B
$2.78M 0.01%
45,841
-6,405
-12% -$394K
VVC
1418
DELISTED
Vectren Corporation
VVC
$2.77M 0.01%
53,194
-24,929
-32% -$1.24M
NXDT
1419
NexPoint Diversified Real Estate Trust
NXDT
$234M
$2.77M 0.01%
121,717
+704
+0.6% +$15.5K
NJR icon
1420
New Jersey Resources
NJR
$5.59B
$2.77M 0.01%
78,019
-13,978
-15% -$475K
TTWO icon
1421
Take-Two Interactive
TTWO
$43.9B
$2.77M 0.01%
56,104
-3,612
-6% -$171K
JUNO
1422
DELISTED
Juno Therapeutics, Inc.
JUNO
$2.77M 0.01%
146,738
+15,588
+12% +$381K
LNN icon
1423
Lindsay Corp
LNN
$1.17B
$2.76M 0.01%
37,021
-4,082
-10% -$323K
SLCA
1424
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$2.76M 0.01%
48,736
+21,110
+76% +$1.04M
ARGO
1425
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$2.76M 0.01%
48,101
-3,014
-6% -$161K
55 56
57
58 59

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.