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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPP
1401
Hudson Pacific Properties
HPP
$779M
$2.63M 0.01%
13,040
-4,415
-25% -$916K
TRAK
1402
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$2.63M 0.01%
41,571
-20,144
-33% -$1.26M
VEEV icon
1403
Veeva Systems
VEEV
$37.4B
$2.62M 0.01%
111,943
+55,784
+99% +$1.45M
SSI
1404
DELISTED
Stage Stores Inc
SSI
$2.62M 0.01%
265,927
+13,482
+5% +$193K
MUI
1405
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.62M 0.01%
187,943
+26,522
+16% +$366K
XLY icon
1406
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$2.61M 0.01%
70,400
-3,000
-4% -$115K
ATR icon
1407
AptarGroup
ATR
$8.61B
$2.61M 0.01%
39,625
+5,687
+17% +$377K
IGHG icon
1408
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$2.61M 0.01%
35,603
+5,733
+19% +$428K
CNA icon
1409
CNA Financial
CNA
$14.1B
$2.6M 0.01%
74,451
+7,374
+11% +$278K
LHCG
1410
DELISTED
LHC Group LLC
LHCG
$2.6M 0.01%
58,067
-3,191
-5% -$140K
PSEC icon
1411
Prospect Capital
PSEC
$1.17B
$2.6M 0.01%
364,344
-32,822
-8% -$244K
XLI icon
1412
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$2.6M 0.01%
+52,100
New +$2.74M
ET icon
1413
Energy Transfer Partners
ET
$69.3B
$2.57M 0.01%
123,569
+63,003
+104% +$1.78M
PPLT
1414
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$2.56M 0.01%
291,830
+570
+0.2% +$5.45K
XLE icon
1415
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$2.56M 0.01%
+83,800
New +$2.82M
WPM icon
1416
Wheaton Precious Metals
WPM
$60.9B
$2.56M 0.01%
213,198
+50,480
+31% +$659K
VSH icon
1417
Vishay Intertechnology
VSH
$5.43B
$2.56M 0.01%
264,184
-68,996
-21% -$732K
WNR
1418
DELISTED
Western Refining Inc
WNR
$2.56M 0.01%
58,010
-156,993
-73% -$7.04M
ACC
1419
DELISTED
American Campus Communities, Inc.
ACC
$2.56M 0.01%
70,597
-23,264
-25% -$849K
CNO icon
1420
CNO Financial Group
CNO
$5.1B
$2.55M 0.01%
135,703
+26,723
+25% +$485K
IHD
1421
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$2.55M 0.01%
330,902
-43,735
-12% -$369K
NCZ
1422
Virtus Convertible & Income Fund II
NCZ
$301M
$2.54M 0.01%
120,351
+5,249
+5% +$137K
ACGL icon
1423
Arch Capital
ACGL
$33.6B
$2.54M 0.01%
103,671
-503,640
-83% -$11.8M
RMD icon
1424
ResMed
RMD
$30.7B
$2.54M 0.01%
49,739
-8,378
-14% -$451K
SANM icon
1425
Sanmina
SANM
$10.9B
$2.54M 0.01%
118,628
-31,111
-21% -$628K
55 56
57
58 59

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.