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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKRX
1401
DELISTED
Akorn Inc
AKRX
$3.14M 0.01%
86,635
-25,677
-23% -$991K
ACM icon
1402
Aecom
ACM
$9.62B
$3.13M 0.01%
103,173
-18,770
-15% -$586K
CAR icon
1403
Avis
CAR
$4.93B
$3.13M 0.01%
47,164
-12,478
-21% -$714K
SAP icon
1404
SAP
SAP
$226B
$3.13M 0.01%
44,879
+1,674
+4% +$115K
RMD icon
1405
ResMed
RMD
$32.3B
$3.12M 0.01%
55,718
+21,280
+62% +$1.11M
CNK icon
1406
Cinemark Holdings
CNK
$4.42B
$3.12M 0.01%
87,720
-7,927
-8% -$275K
WCG
1407
DELISTED
Wellcare Health Plans, Inc.
WCG
$3.11M 0.01%
37,903
-63,136
-62% -$4.4M
INFI
1408
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$3.11M 0.01%
+183,942
New +$2.68M
ALSN icon
1409
Allison Transmission
ALSN
$9.78B
$3.1M 0.01%
91,478
-125,206
-58% -$3.99M
TAL
1410
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$3.1M 0.01%
71,187
+38,045
+115% +$1.6M
HLF icon
1411
Herbalife
HLF
$1.32B
$3.1M 0.01%
164,420
-28,194
-15% -$604K
ICON
1412
DELISTED
Iconix Brand Group, Inc.
ICON
$3.1M 0.01%
9,162
+2,390
+35% +$903K
WPZ
1413
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$3.09M 0.01%
73,363
-37,745
-34% -$1.77M
VYX icon
1414
NCR Voyix
VYX
$1.35B
$3.09M 0.01%
172,987
+126,866
+275% +$2.23M
MBFI
1415
DELISTED
MB Financial Corp
MBFI
$3.09M 0.01%
94,075
-28,578
-23% -$871K
RQI icon
1416
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$3.09M 0.01%
253,380
-25,585
-9% -$295K
SPY icon
1417
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$3.08M 0.01%
15,000
-257,100
-94% -$51.7M
IVC
1418
DELISTED
Invacare Corporation
IVC
$3.08M 0.01%
183,901
+9,180
+5% +$139K
MATX icon
1419
Matsons
MATX
$6.31B
$3.08M 0.01%
89,181
-66,902
-43% -$2.05M
PZZA icon
1420
Papa John's
PZZA
$977M
$3.07M 0.01%
55,029
-11,875
-18% -$582K
MMD
1421
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$3.07M 0.01%
168,786
-3,289
-2% -$59.5K
PZC
1422
DELISTED
PIMCO California Municipal Income Fund III
PZC
$3.07M 0.01%
286,336
-93,327
-25% -$981K
ATW
1423
DELISTED
Atwood Oceanics
ATW
$3.06M 0.01%
107,893
+58,186
+117% +$2.07M
MIG
1424
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$3.06M 0.01%
361,592
+203,306
+128% +$1.27M
EIM
1425
Eaton Vance Municipal Bond Fund
EIM
$494M
$3.05M 0.01%
237,711
+47,410
+25% +$602K
55 56
57
58 59

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.