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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YOKU
1401
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$3.37M 0.01%
187,811
+15,304
+9% +$308K
BXMT icon
1402
Blackstone Mortgage Trust
BXMT
$2.35B
$3.36M 0.01%
124,104
-44,800
-27% -$1.28M
FLO icon
1403
Flowers Foods
FLO
$1.57B
$3.36M 0.01%
183,030
+24,729
+16% +$483K
UL icon
1404
Unilever
UL
$139B
$3.35M 0.01%
71,196
-225,338
-76% -$11.1M
INSY
1405
DELISTED
Insys Therapeutics, Inc.
INSY
$3.35M 0.01%
172,684
-23,596
-12% -$371K
MAIN icon
1406
Main Street Capital
MAIN
$5.22B
$3.35M 0.01%
109,240
+32,974
+43% +$1.05M
VRN
1407
DELISTED
Veren
VRN
$3.35M 0.01%
100,246
+78,071
+352% +$2.88M
MUE
1408
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$3.34M 0.01%
251,151
+41,472
+20% +$542K
WLK icon
1409
Westlake Corp
WLK
$10.1B
$3.33M 0.01%
38,505
-13,425
-26% -$1.21M
TM icon
1410
Toyota
TM
$220B
$3.33M 0.01%
28,312
+13,912
+97% +$1.64M
SWC
1411
DELISTED
Stillwater Mining Co
SWC
$3.32M 0.01%
221,053
+6,491
+3% +$116K
XLS
1412
DELISTED
EXELIS INC COM STK
XLS
$3.31M 0.01%
200,285
-52,263
-21% -$849K
HTGC icon
1413
Hercules Capital
HTGC
$3.12B
$3.31M 0.01%
228,700
-219,659
-49% -$3.48M
BIG
1414
DELISTED
Big Lots, Inc.
BIG
$3.31M 0.01%
76,812
-5,645
-7% -$257K
CLDX icon
1415
Celldex Therapeutics
CLDX
$3.22B
$3.29M 0.01%
16,896
+2,525
+18% +$550K
BSJJ
1416
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$3.28M 0.01%
127,750
+103,138
+419% +$2.7M
OCSL icon
1417
Oaktree Specialty Lending
OCSL
$1.06B
$3.28M 0.01%
119,138
-165,473
-58% -$4.83M
DE icon
1418
CALL
Deere & Co
DE
$165B
$3.28M 0.01%
+40,000
New +$3.42M
CAR icon
1419
Avis
CAR
$4.9B
$3.27M 0.01%
59,642
-6,075
-9% -$380K
PRXL
1420
DELISTED
Parexel International Corp
PRXL
$3.27M 0.01%
51,868
+37,457
+260% +$2.13M
CCEC
1421
Capital Clean Energy Carriers
CCEC
$1.37B
$3.26M 0.01%
46,664
-2,758
-6% -$208K
ISEE
1422
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$3.26M 0.01%
83,715
+54,687
+188% +$2.15M
CNK icon
1423
Cinemark Holdings
CNK
$4.38B
$3.26M 0.01%
95,647
-156,365
-62% -$5.43M
NKTR icon
1424
Nektar Therapeutics
NKTR
$2.47B
$3.25M 0.01%
17,959
-334
-2% -$63.9K
NNP
1425
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$3.24M 0.01%
232,678
+2,612
+1% +$36.7K
55 56
57
58 59

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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.