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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRDO icon
1376
Credo Technology Group
CRDO
$46.6B
$609K ﹤0.01%
+31,269
New +$531K
OOMA icon
1377
Ooma
OOMA
$604M
$608K ﹤0.01%
56,654
+30,030
+113% +$341K
SFM icon
1378
Sprouts Farmers Market
SFM
$8.01B
$606K ﹤0.01%
12,603
-2,865
-19% -$125K
AMBA icon
1379
Ambarella
AMBA
$3.81B
$603K ﹤0.01%
9,842
-2,546
-21% -$139K
CNH
1380
CNH Industrial
CNH
$17.5B
$599K ﹤0.01%
49,156
+13,827
+39% +$154K
PUMP icon
1381
ProPetro Holding
PUMP
$1.35B
$598K ﹤0.01%
71,345
+21,137
+42% +$199K
FPF
1382
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$594K ﹤0.01%
36,449
+6,105
+20% +$92.5K
SKM icon
1383
SK Telecom
SKM
$13.2B
$594K ﹤0.01%
27,763
-1,142
-4% -$24.2K
BR icon
1384
Broadridge
BR
$19B
$593K ﹤0.01%
2,881
+335
+13% +$61.8K
WAB icon
1385
Wabtec
WAB
$49.3B
$591K ﹤0.01%
4,660
+524
+13% +$59.1K
FL
1386
DELISTED
Foot Locker
FL
$589K ﹤0.01%
18,906
-9,778
-34% -$236K
BANR icon
1387
Banner Corp
BANR
$2.4B
$589K ﹤0.01%
10,995
-633
-5% -$29.2K
ACT icon
1388
Enact Holdings
ACT
$6.73B
$588K ﹤0.01%
20,364
+3,323
+20% +$92.7K
FLG
1389
Flagstar Bank National Association
FLG
$5.82B
$588K ﹤0.01%
19,149
-1,007
-5% -$30.2K
FEN
1390
DELISTED
First Trust Energy Income and Growth Fund
FEN
$584K ﹤0.01%
40,311
+16,812
+72% +$237K
STE icon
1391
Steris
STE
$23.1B
$583K ﹤0.01%
2,651
-700
-21% -$148K
MCN
1392
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$582K ﹤0.01%
77,328
-26,234
-25% -$185K
QSI icon
1393
Quantum-Si Incorporated
QSI
$177M
$582K ﹤0.01%
289,473
-129,893
-31% -$198K
VVV icon
1394
Valvoline
VVV
$4.51B
$581K ﹤0.01%
15,458
+3,454
+29% +$116K
NOG icon
1395
Northern Oil and Gas
NOG
$2.35B
$580K ﹤0.01%
15,645
-461
-3% -$17.4K
ESMT
1396
DELISTED
EngageSmart, Inc.
ESMT
$580K ﹤0.01%
+25,320
New +$562K
VCSH icon
1397
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$577K ﹤0.01%
7,463
-180
-2% -$13.6K
RHI icon
1398
Robert Half
RHI
$4.37B
$577K ﹤0.01%
6,562
-3
-0% -$238
RES icon
1399
RPC Inc
RES
$1.3B
$577K ﹤0.01%
79,213
+17,181
+28% +$135K
AKR icon
1400
Acadia Realty Trust
AKR
$2.84B
$574K ﹤0.01%
33,774
-155
-0.5% -$2.33K
54 55
56
57 58

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.