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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLK
1376
DELISTED
Splunk Inc
SPLK
$643K 0.01%
6,708
+2,991
+80% +$287K
ORAN
1377
DELISTED
Orange
ORAN
$642K 0.01%
53,841
+631
+1% +$6.96K
RES icon
1378
RPC Inc
RES
$1.3B
$641K 0.01%
83,355
+71,128
+582% +$632K
NIU
1379
Niu Technologies
NIU
$193M
$641K 0.01%
154,753
+11,266
+8% +$52.3K
JHI
1380
John Hancock Investors Trust
JHI
$117M
$640K 0.01%
50,412
-28,913
-36% -$375K
NMIH icon
1381
NMI Holdings
NMIH
$3.36B
$638K 0.01%
28,565
+14,568
+104% +$327K
E icon
1382
ENI
E
$77.5B
$636K 0.01%
22,727
-358
-2% -$10.5K
AQUA
1383
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$635K 0.01%
+12,768
New +$596K
ACI icon
1384
Albertsons Companies
ACI
$5.83B
$634K 0.01%
30,532
-34,027
-53% -$703K
CHDN icon
1385
Churchill Downs
CHDN
$6.12B
$633K 0.01%
4,924
+870
+21% +$105K
FULT icon
1386
Fulton Financial
FULT
$4.64B
$632K 0.01%
+45,721
New +$740K
FPF
1387
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$631K 0.01%
40,001
+9,813
+33% +$172K
NARI
1388
DELISTED
Inari Medical, Inc. Common Stock
NARI
$630K 0.01%
10,199
-1,196
-10% -$71.8K
NET icon
1389
Cloudflare
NET
$107B
$627K 0.01%
10,174
+3,469
+52% +$190K
STNG icon
1390
Scorpio Tankers
STNG
$3.81B
$627K 0.01%
+11,135
New +$609K
STBA icon
1391
S&T Bancorp
STBA
$1.79B
$626K 0.01%
19,904
-11,401
-36% -$397K
BILI icon
1392
Bilibili
BILI
$7.84B
$620K 0.01%
26,376
+17,523
+198% +$417K
AQN icon
1393
Algonquin Power & Utilities
AQN
$4.42B
$619K 0.01%
+73,659
New +$554K
AMBA icon
1394
Ambarella
AMBA
$3.81B
$618K 0.01%
7,986
+3,084
+63% +$264K
BHF icon
1395
Brighthouse Financial
BHF
$3.5B
$618K 0.01%
14,009
-4,976
-26% -$261K
AA icon
1396
Alcoa
AA
$13.2B
$617K 0.01%
14,495
-2,019
-12% -$97.3K
LBRDK icon
1397
Liberty Broadband Class C
LBRDK
$5.15B
$617K 0.01%
7,550
+4,908
+186% +$424K
PFBC icon
1398
Preferred Bank
PFBC
$1.25B
$616K 0.01%
11,243
-6,616
-37% -$447K
PUMP icon
1399
ProPetro Holding
PUMP
$1.35B
$610K 0.01%
84,906
+32,268
+61% +$293K
BRO icon
1400
Brown & Brown
BRO
$23.9B
$610K 0.01%
10,624
+756
+8% +$43.4K
54 55
56
57 58

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.