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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFWM
1376
DELISTED
First Foundation Inc
FFWM
$992K 0.01%
39,888
+10,086
+34% +$269K
RDN icon
1377
Radian Group
RDN
$4.93B
$992K 0.01%
46,968
-307,249
-87% -$6.81M
NUW icon
1378
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$990K 0.01%
59,716
-3,291
-5% -$55K
WIW
1379
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$988K 0.01%
72,734
-14,876
-17% -$201K
QLYS icon
1380
Qualys
QLYS
$6.35B
$986K 0.01%
7,186
-5,908
-45% -$755K
NXDT
1381
NexPoint Diversified Real Estate Trust
NXDT
$238M
$982K 0.01%
72,321
+17,283
+31% +$244K
PRGO icon
1382
Perrigo
PRGO
$1.78B
$982K 0.01%
25,235
-582
-2% -$24.4K
FIVN icon
1383
FIVE9
FIVN
$2.54B
$977K 0.01%
7,112
+2,337
+49% +$346K
XYZ
1384
Block Inc
XYZ
$47.5B
$973K 0.01%
6,026
-4,195
-41% -$909K
SPOT icon
1385
Spotify
SPOT
$100B
$967K 0.01%
4,132
-421
-9% -$105K
STAA icon
1386
STAAR Surgical
STAA
$1.21B
$965K 0.01%
10,568
-10,467
-50% -$1.12M
OVV icon
1387
Ovintiv
OVV
$16.4B
$964K 0.01%
28,616
-634
-2% -$22.6K
EHI
1388
Western Asset Global High Income Fund
EHI
$178M
$962K 0.01%
95,139
+26,304
+38% +$264K
KKR icon
1389
KKR & Co
KKR
$92.3B
$961K 0.01%
12,902
+7,301
+130% +$539K
NCLH icon
1390
Norwegian Cruise Line
NCLH
$8.84B
$959K 0.01%
46,226
+844
+2% +$20.2K
NGVT icon
1391
Ingevity
NGVT
$2.68B
$958K 0.01%
13,355
-3,873
-22% -$295K
PBH icon
1392
Prestige Consumer Healthcare
PBH
$2.6B
$958K 0.01%
15,788
-1,810
-10% -$107K
RGA icon
1393
Reinsurance Group of America
RGA
$16.1B
$958K 0.01%
8,748
-3,506
-29% -$390K
CCMP
1394
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$949K ﹤0.01%
4,949
-4,276
-46% -$620K
THO icon
1395
Thor Industries
THO
$4.14B
$946K ﹤0.01%
9,117
-7,109
-44% -$771K
NUS icon
1396
Nu Skin
NUS
$267M
$944K ﹤0.01%
+18,594
New +$827K
HEI icon
1397
HEICO Corp
HEI
$51.4B
$943K ﹤0.01%
6,542
-334
-5% -$47.1K
BKE icon
1398
Buckle
BKE
$2.37B
$941K ﹤0.01%
22,233
-4,774
-18% -$216K
FFIN icon
1399
First Financial Bankshares
FFIN
$4.97B
$941K ﹤0.01%
18,501
+8,036
+77% +$408K
SVM
1400
Silvercorp Metals
SVM
$2.53B
$940K ﹤0.01%
250,067
-50,485
-17% -$204K
54 55
56
57 58

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.