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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBSS icon
1376
John B. Sanfilippo & Son
JBSS
$972M
$621K ﹤0.01%
8,241
+26
+0.3% +$2.17K
CRWD icon
1377
CrowdStrike
CRWD
$218B
$614K ﹤0.01%
17,872
+2,048
+13% +$59.7K
EQT icon
1378
EQT Corp
EQT
$32.3B
$612K ﹤0.01%
47,341
-11,382
-19% -$167K
TXNM
1379
TXNM Energy Inc
TXNM
$5.94B
$608K ﹤0.01%
14,734
+500
+4% +$20.9K
LSTR icon
1380
Landstar System
LSTR
$6.21B
$606K ﹤0.01%
4,830
-5,171
-52% -$651K
CEM
1381
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$605K ﹤0.01%
54,710
-11,933
-18% -$171K
IRT icon
1382
Independence Realty Trust
IRT
$4.07B
$602K ﹤0.01%
51,915
-26,740
-34% -$306K
SFNC icon
1383
Simmons First National
SFNC
$3.39B
$597K ﹤0.01%
37,629
+850
+2% +$14.2K
ASX icon
1384
ASE Group
ASX
$82.2B
$594K ﹤0.01%
145,583
-65,646
-31% -$293K
PLOW icon
1385
Douglas Dynamics
PLOW
$1.02B
$591K ﹤0.01%
17,283
+915
+6% +$33.8K
SXI icon
1386
Standex International
SXI
$4.12B
$591K ﹤0.01%
9,986
-1,148
-10% -$66K
BKCC
1387
DELISTED
BlackRock Capital Investment Corporation
BKCC
$591K ﹤0.01%
242,417
+16,068
+7% +$42.4K
PSXP
1388
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$591K ﹤0.01%
25,667
-6,354
-20% -$175K
CQP icon
1389
Cheniere Energy
CQP
$31.3B
$590K ﹤0.01%
17,734
+105
+0.6% +$3.7K
WES icon
1390
Western Midstream Partners
WES
$19.3B
$589K ﹤0.01%
73,627
+3,419
+5% +$30.8K
BSAC icon
1391
Banco Santander Chile
BSAC
$16.6B
$588K ﹤0.01%
42,429
-12,113
-22% -$193K
TTD icon
1392
Trade Desk
TTD
$6.49B
$585K ﹤0.01%
11,280
+1,950
+21% +$89K
LII icon
1393
Lennox International
LII
$15.2B
$583K ﹤0.01%
2,138
-815
-28% -$218K
PGHY icon
1394
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$583K ﹤0.01%
26,971
-4,320
-14% -$93.4K
SAIA icon
1395
Saia
SAIA
$9.72B
$582K ﹤0.01%
4,614
+360
+8% +$45.9K
CATY icon
1396
Cathay General Bancorp
CATY
$4.24B
$581K ﹤0.01%
26,818
-210
-0.8% -$5.13K
TEX icon
1397
Terex
TEX
$7.74B
$576K ﹤0.01%
29,758
-41
-0.1% -$801
SIX
1398
DELISTED
Six Flags Entertainment Corp.
SIX
$575K ﹤0.01%
28,317
-18,871
-40% -$388K
JRS icon
1399
Nuveen Real Estate Income Fund
JRS
$246M
$572K ﹤0.01%
75,665
+14,132
+23% +$109K
TTC icon
1400
Toro Company
TTC
$9.49B
$570K ﹤0.01%
6,794
+1,924
+40% +$144K
54 55
56
57 58

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.