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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAB icon
1376
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$921K 0.01%
29,091
+17,395
+149% +$556K
CAJ
1377
DELISTED
Canon, Inc.
CAJ
$919K 0.01%
33,608
-19,238
-36% -$528K
IDCC icon
1378
InterDigital
IDCC
$8.5B
$918K 0.01%
16,843
+866
+5% +$47.8K
SKYW icon
1379
Skywest
SKYW
$4.6B
$918K 0.01%
14,204
+9,452
+199% +$576K
BBT
1380
Beacon Financial Corp
BBT
$2.7B
$916K 0.01%
27,871
+1,860
+7% +$58.3K
CLDT
1381
Chatham Lodging
CLDT
$621M
$916K 0.01%
49,946
+10,485
+27% +$189K
OIS icon
1382
Oil States International
OIS
$499M
$916K 0.01%
56,170
+13,781
+33% +$209K
HWM icon
1383
Howmet Aerospace
HWM
$117B
$909K 0.01%
38,531
-27,231
-41% -$608K
HE icon
1384
Hawaiian Electric Industries
HE
$2.17B
$907K 0.01%
19,370
-37,607
-66% -$1.69M
BLD
1385
DELISTED
TopBuild
BLD
$905K 0.01%
8,783
+154
+2% +$16K
GTN icon
1386
Gray Television
GTN
$444M
$905K 0.01%
42,167
+1,771
+4% +$32.9K
SFL icon
1387
SFL Corp
SFL
$1.59B
$903K 0.01%
62,071
-61,790
-50% -$894K
MUSA icon
1388
Murphy USA
MUSA
$10.8B
$901K 0.01%
+7,702
New +$831K
CUK
1389
DELISTED
Carnival PLC
CUK
$898K 0.01%
18,656
-1,692
-8% -$71.5K
TBI
1390
Trueblue
TBI
$304M
$897K 0.01%
37,288
-1,424
-4% -$32.5K
FCN icon
1391
FTI Consulting
FCN
$4.28B
$895K 0.01%
+8,083
New +$883K
PWR icon
1392
Quanta Services
PWR
$104B
$895K 0.01%
21,978
-33,543
-60% -$1.37M
GAM
1393
General American Investors Company
GAM
$1.58B
$892K 0.01%
23,640
-8,241
-26% -$303K
SNN icon
1394
Smith & Nephew
SNN
$12.6B
$892K 0.01%
18,558
+4,174
+29% +$188K
FPL
1395
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$892K 0.01%
95,652
+23,399
+32% +$204K
OPI
1396
DELISTED
Office Properties Income Trust
OPI
$884K 0.01%
27,493
-13,918
-34% -$446K
AMTD
1397
DELISTED
TD Ameritrade Holding Corp
AMTD
$881K 0.01%
17,714
-5,608
-24% -$243K
PFN
1398
PIMCO Income Strategy Fund II
PFN
$697M
$874K 0.01%
82,543
+29,659
+56% +$312K
DECK icon
1399
Deckers Outdoor
DECK
$13.6B
$872K 0.01%
30,984
-27,306
-47% -$724K
TWNK
1400
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$872K 0.01%
+59,947
New +$816K
54 55
56
57 58

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.