We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOXO
1376
DELISTED
Loxo Oncology, Inc
LOXO
$2.93M 0.01%
34,820
+30,542
+714% +$2.55M
ABEV icon
1377
Ambev
ABEV
$48.1B
$2.93M 0.01%
453,689
+23,393
+5% +$150K
NUS icon
1378
Nu Skin
NUS
$252M
$2.92M 0.01%
42,853
-47,446
-53% -$3.07M
ASX icon
1379
ASE Group
ASX
$77.3B
$2.92M 0.01%
451,230
+64,340
+17% +$408K
PRTA icon
1380
Prothena Corp
PRTA
$425M
$2.92M 0.01%
77,984
+6,143
+9% +$313K
MRC
1381
DELISTED
MRC Global
MRC
$2.92M 0.01%
172,641
-305
-0.2% -$5.04K
AGIO icon
1382
Agios Pharmaceuticals
AGIO
$1.79B
$2.92M 0.01%
51,064
-10,612
-17% -$668K
CTWS
1383
DELISTED
Connecticut Water Service Inc
CTWS
$2.91M 0.01%
50,748
+1,125
+2% +$68.7K
SNY icon
1384
Sanofi
SNY
$103B
$2.9M 0.01%
67,515
+11,511
+21% +$531K
BDC icon
1385
Belden
BDC
$4.85B
$2.9M 0.01%
37,555
-944
-2% -$78K
BKN
1386
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$2.9M 0.01%
194,038
-103,053
-35% -$1.52M
BMO icon
1387
Bank of Montreal
BMO
$126B
$2.9M 0.01%
36,110
-31,245
-46% -$2.44M
MZTI
1388
The Marzetti Company
MZTI
$2.93B
$2.9M 0.01%
22,390
-1,713
-7% -$216K
STWD icon
1389
Starwood Property Trust
STWD
$5.92B
$2.88M 0.01%
135,097
-245
-0.2% -$5.31K
IJH icon
1390
iShares Core S&P Mid-Cap ETF
IJH
$122B
$2.88M 0.01%
75,925
-5,415
-7% -$200K
PNF
1391
DELISTED
PIMCO New York Municipal Income Fund
PNF
$2.88M 0.01%
225,262
-4,928
-2% -$63.6K
NSP icon
1392
Insperity
NSP
$1.93B
$2.87M 0.01%
50,092
-3,756
-7% -$199K
JGH icon
1393
Nuveen Global High Income Fund
JGH
$352M
$2.87M 0.01%
169,710
-13,615
-7% -$230K
PFX icon
1394
PhenixFIN
PFX
$2.87M 0.01%
27,484
-1,891
-6% -$216K
WGO icon
1395
Winnebago Industries
WGO
$856M
$2.87M 0.01%
51,530
+5,162
+11% +$259K
MAIN icon
1396
Main Street Capital
MAIN
$5.06B
$2.86M 0.01%
71,985
-3,621
-5% -$146K
JTA
1397
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$2.86M 0.01%
204,925
+56,927
+38% +$772K
BCV
1398
Bancroft Fund
BCV
$133M
$2.85M 0.01%
131,125
+13,900
+12% +$303K
ISBC
1399
DELISTED
Investors Bancorp, Inc.
ISBC
$2.85M 0.01%
205,240
+28,605
+16% +$397K
MSEX icon
1400
Middlesex Water
MSEX
$1.08B
$2.84M 0.01%
71,232
+3,423
+5% +$148K
54 55
56
57 58

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.