We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALE
1376
DELISTED
Allete
ALE
$2.79M 0.01%
46,886
-8,297
-15% -$512K
COHR icon
1377
Coherent
COHR
$63.3B
$2.79M 0.01%
114,726
-14,831
-11% -$314K
SPN
1378
DELISTED
Superior Energy Services, Inc.
SPN
$2.79M 0.01%
15,566
+969
+7% +$162K
SAGE
1379
DELISTED
Sage Therapeutics
SAGE
$2.79M 0.01%
+60,509
New +$2.46M
WGL
1380
DELISTED
Wgl Holdings
WGL
$2.78M 0.01%
44,388
+14,797
+50% +$985K
HALO icon
1381
Halozyme
HALO
$9.87B
$2.78M 0.01%
230,263
-23,300
-9% -$238K
E icon
1382
ENI
E
$77.5B
$2.78M 0.01%
96,225
-22,835
-19% -$695K
BCC icon
1383
Boise Cascade
BCC
$3.04B
$2.78M 0.01%
109,306
+3,175
+3% +$81.5K
EXTN
1384
DELISTED
Exterran Corporation
EXTN
$2.78M 0.01%
177,048
+139
+0.1% +$1.93K
ENVA icon
1385
Enova International
ENVA
$6.42B
$2.77M 0.01%
286,614
-141
-0% -$1.26K
QVCGA
1386
DELISTED
QVC Group Inc Series A
QVCGA
$2.77M 0.01%
2,854
-968
-25% -$1.07M
MSA icon
1387
Mine Safety
MSA
$7.45B
$2.77M 0.01%
47,690
-4,021
-8% -$225K
CCD
1388
Calamos Dynamic Convertible & Income Fund
CCD
$736M
$2.77M 0.01%
149,027
+28,920
+24% +$546K
FPRX
1389
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$2.77M 0.01%
52,677
-5,522
-9% -$264K
HYT icon
1390
BlackRock Corporate High Yield Fund
HYT
$1.37B
$2.76M 0.01%
255,169
-31,402
-11% -$337K
MTUS icon
1391
Metallus
MTUS
$897M
$2.76M 0.01%
264,223
-2,095
-0.8% -$20.8K
DEI icon
1392
Douglas Emmett
DEI
$2B
$2.76M 0.01%
75,275
-10,584
-12% -$391K
VEEV icon
1393
Veeva Systems
VEEV
$34.4B
$2.75M 0.01%
66,681
-11,684
-15% -$453K
NG icon
1394
NovaGold Resources
NG
$2.78B
$2.75M 0.01%
490,903
-2,890
-0.6% -$18K
STAG icon
1395
STAG Industrial
STAG
$7.28B
$2.74M 0.01%
111,822
+38,891
+53% +$951K
BSE
1396
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.74M 0.01%
186,321
+10,926
+6% +$163K
HOMB icon
1397
Home BancShares
HOMB
$6.3B
$2.74M 0.01%
131,530
+4,660
+4% +$100K
GATX icon
1398
GATX Corp
GATX
$6.42B
$2.73M 0.01%
61,296
+415
+0.7% +$18.3K
FDC
1399
DELISTED
First Data Corporation
FDC
$2.73M 0.01%
207,174
+171,696
+484% +$2.21M
NAVG
1400
DELISTED
Navigators Group Inc
NAVG
$2.72M 0.01%
56,204
-24,126
-30% -$1.12M
54 55
56
57 58

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.