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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPS
1376
John Hancock Preferred Income Fund III
HPS
$460M
$2.65M 0.01%
140,731
-23,401
-14% -$425K
USCR
1377
DELISTED
U S Concrete, Inc.
USCR
$2.65M 0.01%
+44,457
New +$2.26M
MAIN icon
1378
Main Street Capital
MAIN
$5.22B
$2.65M 0.01%
84,466
-14,890
-15% -$433K
ICLR icon
1379
Icon
ICLR
$12.6B
$2.65M 0.01%
35,231
-8,320
-19% -$583K
PFL
1380
PIMCO Income Strategy Fund
PFL
$386M
$2.65M 0.01%
276,712
-2,923
-1% -$27.1K
ISEE
1381
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$2.65M 0.01%
62,575
-8,179
-12% -$417K
DLX icon
1382
Deluxe
DLX
$1.22B
$2.63M 0.01%
42,089
+3,844
+10% +$214K
FSP
1383
Franklin Street Properties
FSP
$48M
$2.63M 0.01%
247,985
-77,377
-24% -$752K
EXTN
1384
DELISTED
Exterran Corporation
EXTN
$2.63M 0.01%
170,116
+19,089
+13% +$289K
TER icon
1385
Teradyne
TER
$60.9B
$2.63M 0.01%
121,698
+36,059
+42% +$705K
MHG
1386
DELISTED
Marine Harvest ASA
MHG
$2.62M 0.01%
171,119
+17,271
+11% +$241K
AEGN
1387
DELISTED
Aegion Corp
AEGN
$2.62M 0.01%
124,020
+6,982
+6% +$130K
EVF
1388
Eaton Vance Senior Income Trust
EVF
$90.7M
$2.61M 0.01%
451,173
-20,379
-4% -$113K
SKYW icon
1389
Skywest
SKYW
$4.5B
$2.61M 0.01%
130,622
+16,431
+14% +$278K
DSM
1390
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
$2.6M 0.01%
306,069
+169,708
+124% +$1.42M
FAM
1391
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$2.6M 0.01%
237,681
-46,911
-16% -$476K
PAY
1392
DELISTED
Verifone Systems Inc
PAY
$2.6M 0.01%
92,256
-33,103
-26% -$818K
MDXG icon
1393
MiMedx Group
MDXG
$606M
$2.6M 0.01%
297,694
-69,969
-19% -$581K
WSTC
1394
DELISTED
West Corporation
WSTC
$2.6M 0.01%
113,830
+63,631
+127% +$1.32M
ENVA icon
1395
Enova International
ENVA
$6.55B
$2.59M 0.01%
410,852
+10,760
+3% +$64.3K
PNF
1396
DELISTED
PIMCO New York Municipal Income Fund
PNF
$2.59M 0.01%
204,573
+11,555
+6% +$144K
FL
1397
DELISTED
Foot Locker
FL
$2.58M 0.01%
40,071
+9,357
+30% +$607K
WRB icon
1398
W.R. Berkley
WRB
$26.8B
$2.58M 0.01%
155,213
-48,539
-24% -$746K
RDUS
1399
DELISTED
Radius Health, Inc.
RDUS
$2.58M 0.01%
82,183
-11,874
-13% -$411K
CHE icon
1400
Chemed
CHE
$7.14B
$2.58M 0.01%
19,074
-654
-3% -$88.4K
54 55
56
57 58

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.