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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PZZA icon
1376
Papa John's
PZZA
$806M
$2.74M 0.01%
39,967
-20,274
-34% -$1.46M
AAWW
1377
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$2.73M 0.01%
78,991
+15,977
+25% +$712K
MTUS icon
1378
Metallus
MTUS
$898M
$2.72M 0.01%
268,804
-27,920
-9% -$505K
NCA icon
1379
Nuveen California Municipal Value Fund
NCA
$302M
$2.71M 0.01%
257,249
+50,537
+24% +$524K
BGR icon
1380
BlackRock Energy and Resources Trust
BGR
$405M
$2.71M 0.01%
196,833
-27,987
-12% -$425K
KKR icon
1381
KKR & Co
KKR
$92.3B
$2.71M 0.01%
161,586
+60,040
+59% +$1.28M
SSP icon
1382
E.W. Scripps
SSP
$304M
$2.71M 0.01%
153,243
+72,252
+89% +$1.4M
PPS
1383
DELISTED
Post Properties
PPS
$2.71M 0.01%
46,414
-22,036
-32% -$1.26M
DSL
1384
DoubleLine Income Solutions Fund
DSL
$1.24B
$2.7M 0.01%
156,218
+28,237
+22% +$531K
BKCC
1385
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2.7M 0.01%
305,168
-41,322
-12% -$380K
HUN icon
1386
Huntsman Corp
HUN
$1.77B
$2.7M 0.01%
278,493
+138,748
+99% +$2.39M
VIV icon
1387
Telefônica Brasil
VIV
$19.2B
$2.69M 0.01%
295,191
-46,373
-14% -$544K
SAIA icon
1388
Saia
SAIA
$9.72B
$2.69M 0.01%
86,990
-6,735
-7% -$257K
OMG
1389
DELISTED
OM GROUP INC.
OMG
$2.69M 0.01%
81,790
+11,311
+16% +$381K
SSYS icon
1390
Stratasys
SSYS
$774M
$2.68M 0.01%
101,256
-91,720
-48% -$2.83M
MSCI icon
1391
MSCI
MSCI
$40.9B
$2.67M 0.01%
44,930
+23,462
+109% +$1.48M
IMS
1392
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
$2.67M 0.01%
91,723
+17,041
+23% +$523K
XLF icon
1393
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$2.67M 0.01%
+133,964
New +$2.84M
IPI icon
1394
Intrepid Potash
IPI
$469M
$2.65M 0.01%
47,910
-29,312
-38% -$2.44M
PBY
1395
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$2.65M 0.01%
217,800
-12,283
-5% -$145K
LDL
1396
DELISTED
Lydall, Inc.
LDL
$2.65M 0.01%
93,063
+1,914
+2% +$54.7K
CEN
1397
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$2.65M 0.01%
22,705
+5,713
+34% +$803K
SHPG
1398
DELISTED
Shire pic
SHPG
$2.64M 0.01%
12,885
-24,524
-66% -$5.83M
CGI
1399
DELISTED
Celadon Group Inc
CGI
$2.64M 0.01%
164,937
+75,537
+84% +$1.49M
DNP icon
1400
DNP Select Income Fund
DNP
$4.09B
$2.64M 0.01%
293,999
-9,091
-3% -$90K
54 55
56
57 58

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.