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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
H icon
1376
Hyatt Hotels
H
$16.8B
$3.23M 0.01%
53,703
+11,980
+29% +$703K
BKCC
1377
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3.23M 0.01%
394,192
+20,251
+5% +$174K
EFA icon
1378
iShares MSCI EAFE ETF
EFA
$79.5B
$3.23M 0.01%
53,040
-13,622
-20% -$850K
X
1379
DELISTED
US Steel
X
$3.23M 0.01%
120,625
+86,427
+253% +$2.88M
BCRX icon
1380
BioCryst Pharmaceuticals
BCRX
$2.28B
$3.22M 0.01%
264,963
+36,223
+16% +$400K
BAK icon
1381
Braskem
BAK
$913M
$3.22M 0.01%
249,432
+232,793
+1,399% +$3.25M
AZPN
1382
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$3.21M 0.01%
91,757
+17,959
+24% +$629K
CBT icon
1383
Cabot Corp
CBT
$4.33B
$3.21M 0.01%
73,238
+14,236
+24% +$643K
RRMS
1384
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$3.21M 0.01%
70,651
+2,560
+4% +$133K
IRR
1385
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$3.21M 0.01%
387,238
-182,691
-32% -$1.68M
BWP
1386
DELISTED
Boardwalk Pipeline Partners
BWP
$3.2M 0.01%
180,054
-35,956
-17% -$608K
VOYA icon
1387
Voya Financial
VOYA
$9.05B
$3.18M 0.01%
75,013
+54,243
+261% +$2.17M
AMAG
1388
DELISTED
AMAG Pharmaceuticals
AMAG
$3.17M 0.01%
74,496
-13,613
-15% -$492K
FCT
1389
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$3.17M 0.01%
243,768
+52,992
+28% +$694K
SAH icon
1390
Sonic Automotive
SAH
$2.79B
$3.17M 0.01%
117,244
-23,926
-17% -$604K
BRX icon
1391
Brixmor Property Group
BRX
$9.46B
$3.17M 0.01%
127,399
+14,546
+13% +$347K
ACH
1392
Accendra Health
ACH
$228M
$3.17M 0.01%
90,149
-8,777
-9% -$296K
CSR
1393
Centerspace
CSR
$940M
$3.16M 0.01%
38,698
-10,401
-21% -$847K
CVEO icon
1394
Civeo
CVEO
$356M
$3.16M 0.01%
64,026
+63,134
+7,078% +$7.86M
CW icon
1395
Curtiss-Wright
CW
$27.7B
$3.16M 0.01%
44,728
-6,439
-13% -$444K
VTOL icon
1396
Bristow Group
VTOL
$1.26B
$3.15M 0.01%
74,565
-47,331
-39% -$2.1M
NNP
1397
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$3.15M 0.01%
218,236
-14,442
-6% -$205K
HLX icon
1398
Helix Energy Solutions
HLX
$1.37B
$3.15M 0.01%
145,130
+62,617
+76% +$1.49M
CNW
1399
DELISTED
CON-WAY INC.
CNW
$3.15M 0.01%
64,028
+32,864
+105% +$1.52M
GDV icon
1400
Gabelli Dividend & Income Trust
GDV
$2.65B
$3.14M 0.01%
144,918
+20,384
+16% +$431K
54 55
56
57 58

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.