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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UI icon
1376
Ubiquiti
UI
$34.4B
$3.57M 0.01%
95,027
-21,613
-19% -$918K
ERC
1377
Allspring Multi-Sector Income Fund
ERC
$258M
$3.56M 0.01%
254,999
-107,395
-30% -$1.56M
CUBE icon
1378
CubeSmart
CUBE
$9.5B
$3.56M 0.01%
197,816
+135,994
+220% +$2.51M
VKQ icon
1379
Invesco Municipal Trust
VKQ
$544M
$3.54M 0.01%
281,921
+32,856
+13% +$407K
ARRS
1380
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$3.52M 0.01%
124,092
-7,215
-5% -$225K
BNJ
1381
DELISTED
Blackrock New Jersey Muni Tr
BNJ
$3.51M 0.01%
241,661
-8,205
-3% -$120K
IJH icon
1382
iShares Core S&P Mid-Cap ETF
IJH
$125B
$3.51M 0.01%
128,415
-44,780
-26% -$1.26M
NMFC icon
1383
New Mountain Finance
NMFC
$694M
$3.51M 0.01%
238,893
+55,084
+30% +$823K
MMLP icon
1384
Martin Midstream Partners
MMLP
$91.9M
$3.48M 0.01%
93,418
+33,886
+57% +$1.33M
LDOS icon
1385
Leidos
LDOS
$16B
$3.47M 0.01%
101,124
-69,064
-41% -$2.55M
SAH icon
1386
Sonic Automotive
SAH
$2.74B
$3.46M 0.01%
141,170
+68,473
+94% +$1.71M
EG icon
1387
Everest Group
EG
$14.3B
$3.45M 0.01%
21,304
-269
-1% -$43.6K
ENB icon
1388
Enbridge
ENB
$113B
$3.44M 0.01%
71,797
-10,158
-12% -$502K
TTM
1389
DELISTED
Tata Motors Limited
TTM
$3.44M 0.01%
78,637
-7,318
-9% -$320K
PPS
1390
DELISTED
Post Properties
PPS
$3.44M 0.01%
66,930
+55,731
+498% +$3.02M
NZF icon
1391
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$3.41M 0.01%
249,629
+20,018
+9% +$278K
DNP icon
1392
DNP Select Income Fund
DNP
$4.03B
$3.41M 0.01%
337,305
+12,892
+4% +$132K
BNA
1393
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$3.4M 0.01%
328,389
-30,473
-8% -$320K
PNNT
1394
Pennant Park Investment Corp
PNNT
$227M
$3.4M 0.01%
311,260
+95,385
+44% +$1.1M
MBFI
1395
DELISTED
MB Financial Corp
MBFI
$3.4M 0.01%
122,653
+57,251
+88% +$1.6M
WIT icon
1396
Wipro
WIT
$19.8B
$3.39M 0.01%
1,485,979
-4,138
-0.3% -$9.25K
HME
1397
DELISTED
HOME PROPERTIES, INC
HME
$3.38M 0.01%
57,969
+7,662
+15% +$484K
ARCC icon
1398
Ares Capital
ARCC
$13.9B
$3.38M 0.01%
208,817
-16,657
-7% -$281K
CW icon
1399
Curtiss-Wright
CW
$27.6B
$3.37M 0.01%
51,167
-8,914
-15% -$599K
MJI
1400
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$3.37M 0.01%
241,473
-9,338
-4% -$132K
54 55
56
57 58

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.