We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSA
1351
DELISTED
Vacasa, Inc. Class A Common Stock
VCSA
$569K ﹤0.01%
61,722
– –
RRX icon
1352
Regal Rexnord
RRX
$11.9B
$568K ﹤0.01%
3,975
+1,451
+57% +$223K
ETD icon
1353
Ethan Allen Interiors
ETD
$603M
$568K ﹤0.01%
+18,988
New +$588K
CWEN icon
1354
Clearway Energy Class C
CWEN
$6.7B
$566K ﹤0.01%
26,745
-13,769
-34% -$350K
SLM icon
1355
SLM Corp
SLM
$5.15B
$565K ﹤0.01%
41,472
+6,190
+18% +$93.1K
BAH icon
1356
Booz Allen Hamilton
BAH
$9.15B
$565K ﹤0.01%
+5,168
New +$594K
EME icon
1357
Emcor
EME
$36B
$565K ﹤0.01%
2,684
-1,801
-40% -$377K
GNL icon
1358
Global Net Lease
GNL
$1.95B
$562K ﹤0.01%
58,460
+13,844
+31% +$149K
AMN icon
1359
AMN Healthcare
AMN
$1.4B
$561K ﹤0.01%
6,584
-5,210
-44% -$494K
KKR icon
1360
KKR & Co
KKR
$92.3B
$560K ﹤0.01%
9,095
-1,291
-12% -$78.4K
ERIE icon
1361
Erie Indemnity
ERIE
$13.2B
$559K ﹤0.01%
+1,903
New +$492K
ARR
1362
Armour Residential REIT
ARR
$2.36B
$558K ﹤0.01%
26,246
+9,729
+59% +$239K
TXRH icon
1363
Texas Roadhouse
TXRH
$13.7B
$557K ﹤0.01%
5,801
+647
+13% +$68.9K
DOCU
1364
DocuSign
DOCU
$11.5B
$557K ﹤0.01%
13,264
-2,442
-16% -$120K
PAA icon
1365
Plains All American Pipeline
PAA
$16.1B
$557K ﹤0.01%
36,361
-8,042
-18% -$121K
RES icon
1366
RPC Inc
RES
$1.3B
$555K ﹤0.01%
62,032
-19,758
-24% -$165K
BTT icon
1367
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$553K ﹤0.01%
28,514
+6,385
+29% +$131K
CDE icon
1368
Coeur Mining
CDE
$17.9B
$553K ﹤0.01%
249,210
-98,876
-28% -$258K
HOOD icon
1369
Robinhood
HOOD
$83.9B
$550K ﹤0.01%
56,025
+23,477
+72% +$260K
AGX icon
1370
Argan
AGX
$8.37B
$547K ﹤0.01%
+12,023
New +$497K
VOYA icon
1371
Voya Financial
VOYA
$9.19B
$546K ﹤0.01%
8,215
+3,080
+60% +$219K
GLNG icon
1372
Golar LNG
GLNG
$5.13B
$545K ﹤0.01%
22,478
-16,974
-43% -$391K
TPR icon
1373
Tapestry
TPR
$32.8B
$544K ﹤0.01%
18,927
+10,674
+129% +$391K
M icon
1374
Macy's
M
$6.68B
$543K ﹤0.01%
46,790
-7,243
-13% -$101K
SLCA
1375
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$543K ﹤0.01%
38,664
-11,759
-23% -$154K
53 54
55
56 57

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.