We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIF
1351
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$679K 0.01%
56,052
-6,311
-10% -$76.7K
LOGI icon
1352
Logitech
LOGI
$15.2B
$671K 0.01%
10,784
-1,695
-14% -$92.8K
UMPQ
1353
DELISTED
Umpqua Holdings Corp
UMPQ
$670K 0.01%
37,527
-824
-2% -$15.5K
BANC icon
1354
Banc of California
BANC
$2.97B
$669K 0.01%
42,006
+245
+0.6% +$4K
HYEM icon
1355
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$667K 0.01%
36,643
+5,582
+18% +$96.8K
ARES icon
1356
Ares Management
ARES
$30.9B
$667K 0.01%
9,742
-1,846
-16% -$133K
AMX icon
1357
America Movil
AMX
$71.2B
$666K 0.01%
36,611
-8,654
-19% -$160K
ACIW icon
1358
ACI Worldwide
ACIW
$5.42B
$666K 0.01%
28,954
-11,265
-28% -$243K
SHOP icon
1359
Shopify
SHOP
$195B
$665K 0.01%
19,159
-2,114
-10% -$72.2K
E icon
1360
ENI
E
$77.5B
$662K 0.01%
23,085
-8,601
-27% -$232K
LECO icon
1361
Lincoln Electric
LECO
$15.4B
$660K 0.01%
4,570
+1,424
+45% +$200K
CVBF icon
1362
CVB Financial
CVBF
$3.99B
$657K 0.01%
25,518
-520
-2% -$14.2K
HLF icon
1363
Herbalife
HLF
$1.29B
$656K 0.01%
44,057
+21,048
+91% +$367K
TWLO icon
1364
Twilio
TWLO
$36.6B
$654K 0.01%
13,359
-613
-4% -$34.9K
MGI
1365
DELISTED
MoneyGram International, Inc. New
MGI
$653K 0.01%
59,961
+2,547
+4% +$27.3K
VUZI icon
1366
Vuzix
VUZI
$224M
$652K 0.01%
179,147
-17,808
-9% -$81.5K
EQH icon
1367
Equitable Holdings
EQH
$14.1B
$649K 0.01%
22,600
-428
-2% -$12.7K
CZR icon
1368
Caesars Entertainment
CZR
$6.14B
$646K 0.01%
15,519
-4,054
-21% -$181K
NUS icon
1369
Nu Skin
NUS
$267M
$645K 0.01%
15,297
-493
-3% -$19K
VTLE
1370
DELISTED
Vital Energy
VTLE
$644K 0.01%
12,518
+6,668
+114% +$412K
WYNN icon
1371
Wynn Resorts
WYNN
$10.6B
$644K 0.01%
7,804
-3,731
-32% -$273K
OKTA icon
1372
Okta
OKTA
$25.8B
$641K 0.01%
9,388
-23,781
-72% -$1.36M
MDC
1373
DELISTED
M.D.C. Holdings, Inc.
MDC
$640K 0.01%
20,238
-2,761
-12% -$85.3K
JHS
1374
John Hancock Income Securities Trust
JHS
$127M
$639K 0.01%
60,037
+3,189
+6% +$34.4K
KD icon
1375
Kyndryl
KD
$3.05B
$636K 0.01%
57,158
+16,347
+40% +$164K
53 54
55
56 57

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.