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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVET
1351
DELISTED
Covetrus, Inc. Common Stock
CVET
$665K 0.01%
31,845
-57,879
-65% -$1.2M
BIO icon
1352
Bio-Rad Laboratories Class A
BIO
$9.42B
$664K 0.01%
1,592
+250
+19% +$125K
XBI icon
1353
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$664K 0.01%
+8,365
New +$705K
PCTY icon
1354
Paylocity
PCTY
$7.98B
$663K 0.01%
2,743
-1,200
-30% -$276K
HGLB
1355
Highland Global Allocation Fund
HGLB
$177M
$661K 0.01%
75,777
-2,010
-3% -$20.1K
CVBF icon
1356
CVB Financial
CVBF
$3.99B
$660K 0.01%
26,038
+3,438
+15% +$89.6K
EXK
1357
Endeavour Silver
EXK
$2.83B
$656K 0.01%
217,133
-66,791
-24% -$212K
TKR icon
1358
Timken Company
TKR
$9.03B
$656K 0.01%
+11,111
New +$690K
SDHY
1359
PGIM Short Duration High Yield Opportunities Fund
SDHY
$401M
$655K 0.01%
+45,603
New +$697K
WAB icon
1360
Wabtec
WAB
$49.3B
$655K 0.01%
8,051
-3,014
-27% -$266K
UMPQ
1361
DELISTED
Umpqua Holdings Corp
UMPQ
$655K 0.01%
38,351
-15,257
-28% -$271K
X
1362
DELISTED
US Steel
X
$652K 0.01%
35,992
-19,395
-35% -$415K
UAL icon
1363
United Airlines
UAL
$42.1B
$647K 0.01%
19,882
+1,464
+8% +$54.5K
ICUI icon
1364
ICU Medical
ICUI
$4.61B
$646K 0.01%
4,285
+2,044
+91% +$340K
HOLI
1365
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$646K 0.01%
37,767
+336
+0.9% +$5.62K
CIM
1366
Chimera Investment
CIM
$1B
$642K 0.01%
41,030
+1,644
+4% +$42.8K
SMFG icon
1367
Sumitomo Mitsui Financial
SMFG
$164B
$642K 0.01%
116,814
-46,156
-28% -$278K
ABMD
1368
DELISTED
Abiomed Inc
ABMD
$642K 0.01%
2,615
-262
-9% -$70.8K
ORAN
1369
DELISTED
Orange
ORAN
$637K 0.01%
70,875
-26,579
-27% -$271K
GPRE icon
1370
Green Plains
GPRE
$1.03B
$635K 0.01%
21,844
-951
-4% -$32.1K
VTOL icon
1371
Bristow Group
VTOL
$1.36B
$635K 0.01%
27,016
-4,052
-13% -$106K
SAVE
1372
DELISTED
Spirit Airlines, Inc.
SAVE
$633K 0.01%
33,660
-58,929
-64% -$1.38M
CZR icon
1373
Caesars Entertainment
CZR
$6.14B
$632K 0.01%
19,573
-169
-0.9% -$7.35K
NGG icon
1374
National Grid
NGG
$81.3B
$631K 0.01%
13,224
-6,189
-32% -$372K
MDC
1375
DELISTED
M.D.C. Holdings, Inc.
MDC
$630K 0.01%
22,999
-2,534
-10% -$83.9K
53 54
55
56 57

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.