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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XENT
1351
DELISTED
Intersect ENT, Inc
XENT
$1.06M 0.01%
38,656
+471
+1% +$12.8K
OSK icon
1352
Oshkosh
OSK
$9.59B
$1.05M 0.01%
9,358
-241
-3% -$26.3K
VNE
1353
DELISTED
Veoneer, Inc.
VNE
$1.05M 0.01%
29,602
+20,165
+214% +$713K
HP icon
1354
Helmerich & Payne
HP
$3.71B
$1.05M 0.01%
44,227
-50,667
-53% -$1.44M
PTR
1355
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$1.04M 0.01%
23,587
+9,084
+63% +$427K
BILI icon
1356
Bilibili
BILI
$7.84B
$1.04M 0.01%
22,427
+2,809
+14% +$188K
GTPBW
1357
DELISTED
Gores Technology Partners II, Inc. Warrant
GTPBW
$1.04M 0.01%
799,998
– –
CHCO icon
1358
City Holding Co
CHCO
$2.04B
$1.04M 0.01%
12,687
-1,896
-13% -$152K
ROKU icon
1359
Roku
ROKU
$22.7B
$1.04M 0.01%
4,541
+1,665
+58% +$449K
RITM icon
1360
Rithm Capital
RITM
$5.69B
$1.03M 0.01%
96,700
+18,108
+23% +$202K
MOG.A icon
1361
Moog Inc Class A
MOG.A
$12.8B
$1.03M 0.01%
12,770
+1,225
+11% +$94.9K
FLO icon
1362
Flowers Foods
FLO
$1.57B
$1.03M 0.01%
37,551
-3,911
-9% -$101K
EC icon
1363
Ecopetrol
EC
$34.5B
$1.03M 0.01%
79,996
-3,883
-5% -$55.4K
MTN icon
1364
Vail Resorts
MTN
$5.3B
$1.03M 0.01%
3,135
-477
-13% -$163K
IAE
1365
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.1M
$1.02M 0.01%
126,314
-9,543
-7% -$79.5K
MDB icon
1366
MongoDB
MDB
$32.1B
$1.02M 0.01%
1,931
-168
-8% -$86K
TCBK icon
1367
TriCo Bancshares
TCBK
$1.83B
$1.02M 0.01%
23,782
-4,194
-15% -$184K
HXL icon
1368
Hexcel
HXL
$7.82B
$1.02M 0.01%
19,666
-1,304
-6% -$73.8K
TGP
1369
DELISTED
Teekay LNG Partners L.P.
TGP
$1.02M 0.01%
+60,215
New +$1.02M
MUSA icon
1370
Murphy USA
MUSA
$9.61B
$1.02M 0.01%
5,103
-5,523
-52% -$987K
CPAAW
1371
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$1.02M 0.01%
+1,154,994
New +$1.15M
TPH
1372
DELISTED
Tri Pointe Homes
TPH
$1.01M 0.01%
36,377
-34,736
-49% -$874K
BBIO icon
1373
BridgeBio Pharma
BBIO
$16.5B
$999K 0.01%
59,838
+8,739
+17% +$370K
EXLS icon
1374
EXL Service
EXLS
$5.29B
$998K 0.01%
34,485
+9,495
+38% +$250K
ZROZ icon
1375
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.28B
$997K 0.01%
6,550
-3,358
-34% -$508K
53 54
55
56 57

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.