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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLK icon
1351
Telkom Indonesia
TLK
$14.9B
$1.09M 0.01%
45,994
+20,065
+77% +$478K
BCSF icon
1352
Bain Capital Specialty
BCSF
$850M
$1.09M 0.01%
73,505
-15,120
-17% -$208K
LBRDK icon
1353
Liberty Broadband Class C
LBRDK
$5.15B
$1.09M 0.01%
7,233
+3,851
+114% +$583K
IAE
1354
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.1M
$1.08M 0.01%
116,385
-2,553
-2% -$23.7K
DCI icon
1355
Donaldson
DCI
$11.4B
$1.08M 0.01%
18,571
+7,418
+67% +$444K
SGI
1356
Somnigroup International
SGI
$13.7B
$1.08M 0.01%
29,534
-2,974
-9% -$96.3K
KB icon
1357
KB Financial Group
KB
$43.5B
$1.08M 0.01%
21,813
+539
+3% +$22.4K
PSEC icon
1358
Prospect Capital
PSEC
$1.17B
$1.08M 0.01%
140,563
-8,041
-5% -$55.5K
TXRH icon
1359
Texas Roadhouse
TXRH
$13.7B
$1.08M 0.01%
11,232
+1,583
+16% +$138K
MHF
1360
Western Asset Municipal High Income Fund
MHF
$153M
$1.08M 0.01%
137,897
+24,723
+22% +$191K
GEO icon
1361
The GEO Group
GEO
$4.04B
$1.07M 0.01%
138,309
+6,346
+5% +$52.1K
POWI icon
1362
Power Integrations
POWI
$3.61B
$1.07M 0.01%
13,163
-462
-3% -$40.2K
ZTO icon
1363
ZTO Express
ZTO
$17.9B
$1.07M 0.01%
36,802
+3,151
+9% +$103K
KYN icon
1364
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$1.07M 0.01%
149,339
-34,662
-19% -$240K
KRTX
1365
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$1.07M 0.01%
8,895
+4,242
+91% +$481K
OPTU
1366
Optimum Communications Inc
OPTU
$301M
$1.07M 0.01%
32,839
+12,193
+59% +$425K
EC icon
1367
Ecopetrol
EC
$34.5B
$1.07M 0.01%
83,335
+15,943
+24% +$206K
WRB icon
1368
W.R. Berkley
WRB
$26.6B
$1.07M 0.01%
31,858
-1,948
-6% -$60.1K
DEI icon
1369
Douglas Emmett
DEI
$1.96B
$1.07M 0.01%
33,969
-11,149
-25% -$339K
SHOP icon
1370
Shopify
SHOP
$195B
$1.07M 0.01%
9,630
-1,970
-17% -$238K
ALSN icon
1371
Allison Transmission
ALSN
$9.82B
$1.06M 0.01%
26,066
+729
+3% +$30.3K
MMP
1372
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.06M 0.01%
24,511
-6,003
-20% -$262K
CHWY icon
1373
Chewy
CHWY
$9.63B
$1.05M 0.01%
12,431
-3,682
-23% -$358K
NMCO icon
1374
Nuveen Municipal Credit Opportunities Fund
NMCO
$584M
$1.05M 0.01%
+74,921
New +$1.04M
WBK
1375
DELISTED
Westpac Banking Corporation
WBK
$1.05M 0.01%
56,634
-30,504
-35% -$539K
53 54
55
56 57

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.